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Subject: AEJ 95 AltschuB SCI Views of Biotechnology executives and scientists
From: Elliott Parker <[log in to unmask]>
Reply-To:AEJMC Conference Papers <[log in to unmask]>
Date:Sun, 4 Feb 1996 16:29:43 EST
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Who's listening?  And to whom?
 
Worldviews of Biotechnology Executives and Scientists
toward Public Relations and Communication
 
 
b j Altschul, APR
 
Master's Candidate, University of Maryland
 
2226 Rockwater Terrace
Richmond, VA 23233
804/741-7264
[log in to unmask]
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Paper presented to the
Science Communication Interest Group
Association for Education in Journalism and Mass Communication
Annual Conference
Washington, DC
August 9-12, 1995
 Who's listening?  And to whom?
 
Worldviews of Biotechnology Executives and Scientists
toward Public Relations and Communication
 
 
b j Altschul, APR
 
Master's candidate, University of Maryland
 
2226 Rockwater Terrace
Richmond, VA 23233
804/741-7264
[log in to unmask]
 
 
Abstract
 
        Depth and personal interviews with leaders of three significant
 
    biotechnology enterprises sought insights from executives and scientists
 
            about their worldviews toward public relations and communication and
asked
 
            to what extent worldviews reflected standards of excellent and
effective
 
            practice.  Participants viewed the function as an important part of
 
       management.  When their worldviews demonstrated openness and a
willingness
 
            to grant ready access to information, they experienced greater
acceptance
 
            and potential support for their programs.  To a limited degree they
 
       conducted research to learn whether their publics perceived them as
wanting
 to serve the public good.  The study suggested that working through
 
        differences by understanding worldviews is one way that organizations
and
 
            their publics can cultivate effective long-term working
relationships and
 
            public support.
 
 
 
 
 
 
 
 
Maybe, Tomatoes
 
 
if the vines mature
if the caterpillars don't get them
 
if we water, sucker, feed
if we pick and preserve
 
maybe, tomatoes
    thin sliced on sandwiches
    chunked into salads
        peeled and whole
        juiced and sauced
             stewed
                 pickled
                     stuffed
 
 
                        DConnie J. Green
 
 
 
 
 
 
 
 
 
 
 
 
 
in Some Say Tomato
_ August 1993, Mariflo Stephens, editor
Charlottesville, VA:  Northwood Press
 
Courtesy Mariflo Stephens
 
 
 
 
 
 
 
 
 
 
 
 
Introduction and Rationale
        How prepared are proponents of modern biotechnology to discuss complex
 
           social issues this technology raises with strategic publics?  Not as
well
 
            as they could be, according to the industry magazine Bio/Technology
 
       (Hassler, 1994).
        At a meeting on food safety issues in agricultural biotechnology, for
 
         example, a woman complained about speakers from the scientific
community.
 
            When they addressed her group, she said, they always started with a
 
      disclaimer about not being prepared to discuss such issues.  Yet as Jesse
 
            Ausubel of Rockefeller University in New York noted in the same
article,
 
           "Public opposition to new technologies has not hinderedDbut in fact
has
 
          helped stimulateDtheir development" (Hassler, 1994, p. 7).
        Sociologists and scholars of risk communication often discuss these issues
 and meet their counterparts from the life sciences in an increasing number
 of conferences, many of which also are open to the public.  Outside of
 
           academia, though, to what extent do biotechnology industry executives
and
 
            scientists engage in dialogue with non-scientists and regulators
about
 
          public concerns?  And for what purposes?
        After all, if the debate that public opposition provokes makes the
 
       producers of new goods and services adjust in consideration of consumer
 
           needs, as Hassler (1984) wrote, that result is a win-win situation.
 
        Producers are able to sell their products to consumers who have enough
 
          confidence in, and desire for, the products to purchase them.  And the
 
          corporation has healthy relationships with stakeholders, enabling it
to
 
           survive and thrive.
        Calgene, Inc., for one, found that its willingness to be accessible and
 
            open with everyone from public interest groups to government
regulators
 
           helped stimulate an awareness of its genetically modified tomato.
Its
 
          subsidiary, Calgene Fresh, is the developer of the FlavrSavr_ tomato,
the
 
            first whole food biotechnology product introduced in selected
grocery
 
         stores in mid-1994 (Benoit, 1994).  The company's openness also
stimulated
 
            an interest in tasting and purchasing that product upon its becoming
 
        available commercially.
        Calgene's experience isn't necessarily typical.
        Scientists traditionally have communicated within their own community in
 
            the quest to generate breakthrough knowledge (e.g., Lacy & Busch,
1991;
 
           Colwell, 1994).  Still,  industry observers (Burrill & Lee, 1993;
Staff,
 
            1993) have commented on the need for biotechnology companies to
communicate
 moreDand betterDabout what they do, and to participate in public policy
 
            discussions about their products and issues (Hassler, 1994).  More
than 200
 of these companies in the United States are publicly traded (Stone, 1994),
 yet they can be hard to distinguish individually.
        Moreover, a product can take seven to 12 years to move from research and
 
            development to the point of commercialization (Biotechnology
Industry
 
         Organization, 1993).   That timeframe can be frustrating as
entrepreneurs
 
            try to comply with multiple tiers of government regulations,
maintain their
 sources of venture capital, stay abreast of the whims of political
 
       support, and ride the ups and downs of public perception.
        Within the context of such a dynamic environment, one that often brings
 
            challenges from activists, an opportunity exists for public
relations
 
         practitioners to learn not only about the public perceptions of this
 
        technology.  To increase the prospects of their function adding value
for
 
            the organization, practitioners in biotechnology enterprises also
need to
 
            understand how their own executives and scientists view the role and
 
        purpose of their public relations and communication programs.  Public
 
         relations is used in this paper as the management science concerned
with
 
            building organizational relationships and solving problems of the
 
     organizational environment, both internal and external, through managerial
 
            decision-making.  It encompasses communication as a process or tool
to
 
          share those decisions with others both inside and outside the
organization
 
            (J. Grunig, 1992).
        As a foundation underlying public relations practice, J. Grunig and White
 
            (1992) synthesized Kearney's (1984) concept of worldview as one's
images
 
            and assumptions about the world.  They described it as a "schema"
that
 
          organizes what a person knows about the world and how he or she makes
sense
 of new information.  A person's worldview allows the individual to make
 
            assumptions about the relationship between oneself and others.  An
 
      organization's worldview is concerned with the relationship between the
 
           organization and others with whom it interacts.
        Familiarity with worldviews toward communication (J. Grunig & White, 1992)
 can help public relations practitioners within the industry become better
 
            equipped to help their organizations bridge cognitive gaps with
 
   nonscientist and policy-maker publics.  In their role as boundary spanners,
 public relations practitioners can contribute to their organizations'
 
          effectiveness and long-term survival by focusing on two-way
symmetrical
 
           communication (J. Grunig & L. Grunig, 1992).  They can accomplish
this by
 
            actively seeking out the needs, interests, and concernsDas reflected
in
 
           their worldviewsDof both their external stakeholders and their
management
 
            and research teams.  In so doing, public relations managers can plan
 
        communication programs that more effectively help their organizations
and
 
            their publics adjust to each other, in ways that are appropriate to
a
 
         dynamic environment.
        This study therefore seeks to contribute to our knowledge of the worldview
 of leaders in biotechnology enterprises toward public relations, i.e.,
 
           their beliefs and values about communication, and how they make sense
of
 
            different viewpoints held by their stakeholders.  To conceptualize
elements
 of a worldview that are important to effective communication, I begin with
 an overview of recent research about the thinking within the biotechnology
 industry.  This section also includes a brief description of the models of
 public relations and what constitutes excellent practice (J. Grunig, Ed.,
 
            1992), and a summary of significant research on public perceptions
of
 
         biotechnology and risk communication.  Next I describe this study's
 
       methodology and findings.  Discussion concludes with an assessment of
those
 worldview elements as expressed by the interviewees that have contributed
 
            to effective communication in their own experience.  The interview
protocol
 is attached as an appendix.
Conceptualization
 
Technology is a lens through which we see the world, and biotechnology
 (both traditional and new) has the power to change our understanding
 
                 of ourselves, of the natural world, and of our place in it.
DEdwin Hettinger (1992)
        Despite considerable research about societal concerns involving safety and
 risk, moral and ethical reservations, and consumer perceptions,
 
    understanding, and acceptance of biotechnology, little research to date
 
           considers the worldview toward public relations and communication of
those
 
            working inside the biotechnology industry.  Examining the history of
the
 
            "new" biotechnology, however, quickly reveals scientists' desire to
conduct
 their research in a socially responsible manner.
        When scientists first successfully transferred DNA from one cell to
 
        another, in 1973, the initial realization of new potential gave way to a
 
            realization of vast unknowns that people feared might result from
 
     manipulating living material.  In 1975, the scientific community took it
 
            upon itself to meet in Asilomar, California, where more than 150
prominent
 
            researchers from around the world discussed their situation.  They
decided
 
            upon a moratorium until they would be able to determine that
proceeding
 
           with their research would be safe both to themselves and to the
public
 
          (Goodell, 1986; Rabino, 1994).
        Plein (1991) found that during the 1980s the industry transformed its
 
          image from one of risk and uncertainty to one of positive potential
and
 
           familiarity.  Four techniques of issue definition enabled this shift:
1)
 
            unifying and organizing the industry's interests; 2) forming
alliances
 
          between government regulators and the private sector; 3) associating
the
 
            technology with a popular issue on the political agenda, i.e.,
economic
 
           development, and disassociating it from issues that, at least at the
time,
 
            were perceived as negative, i.e., the environment and ethical
questions;
 
            and finally, 4) portraying those opposed to the technology as
extremists.
 
            The result of the latter technique was to deny critics in some of
the more
 
            mainstream groups a legitimate chance to gain credibility and
contribute to
 the policy-making process.
        Writing from a public administration perspective, Plein credited the
 
         strategy of industry unity as an effective communication tool in the
policy
 process.  His acknowledgment that the industry failed to meet the heart of
 its criticism directly merely nodded toward the possibility that economic
 
            matters could divide biotechnology's supporters in the future, but
he did
 
            not assess in depth the long-run ramifications of discrediting the
 
      opposition.
        Since Plein's article was published, the two major trade associations in
 
            the field merged into one collective entity in 1993, the
Biotechnology
 
          Industry Organization (BIO).  Where the predecessor organizations
 
     frequently attacked one another at the expense of being able to build
 
         public support, BIO in its first year concentrated on an aggressive
 
       identity-building effort to establish itself in both media and political
 
            circles as the voice of the industry in Washington (D. Eramian,
personal
 
            interview, December 6, 1993; Biotechnology Newswatch, 1993).
        The most recent study (Rabino, 1994) that bears on the topic of worldview
 
            toward communication compared how genetic engineering scientists in
the
 
           United States (n=430) and their colleagues in Europe (n=400) viewed
the
 
           impact of public attention, political advocacy, regulation and
litigation
 
            on their work.  Rabino conducted two waves of surveys, both with a
 
      particularly high rate of returnD79 percent in Europe and 74 percent in
the
 United States.  This suggests high interest among the scientists because
 
            of both the pervasiveness of the technology and its indispensability
to
 
           their research in spite of frequent controversies.
        European researchers held the more negative views about public scrutiny,
 
            responding that it has hurt more than it has helped their efforts.
Rabino
 
            attributed this finding to a stricter regulatory environment than in
the
 
            United States, which relies more on voluntary compliance.  In
contrast,
 
           scientists in this country were more concerned about economic
 
 competitiveness.  University researchers were somewhat more likely to
 
         perceive benefits from public attention than researchers in government
 
          laboratories or private industry, again due probably to a difference
in the
 applicable regulations.
        As reflected in open-ended comments solicited at the end of the
 
    questionnaire, some scientists in both Europe and the United States
 
       attributed the existence of regulations, strict or otherwise, to pressure
 
            from outside interest groups.  Conflict resolution between activists
and
 
            the industry in this country tends more to litigation while
settlements in
 
            Europe occur more through face-to-face negotiation, public debate,
or the
 
            political process.  In either case, researchers themselves engaged
in
 
         self-regulation and acknowledged that prudent government regulations,
 
         especially when accompanied by efforts to communicate with the public
and
 
            allow for public input during the regulatory process, could
contribute to
 
            public confidence and support for their work.  According to Rabino
(1994):
 
The majority of researchers...feel that to counter the negative public
 
               image and attention, it is important for genetic engineering
scientists to
 
                 be open and informative with the public (which is viewed as
uninformed or
 
                 misinformed) about the methods and aims of their
research....Scientists
 
                would have to become more involved in educating, communicating,
 
        policy-making and regulating.  (p. 44)
Public Perceptions of Biotechnology in the Context of Risk Communication
        Numerous researchers have addressed aspects of risk communication that
 
          determine the degree of public trust and confidence that may evolve
when
 
           new technologies are introduced.  For example, Slovic (1987) focused
on the
 
            psychological strategies people use to make sense out of
uncertainty.
 
         Quantitative estimates of risk tell only part of the story; perceptions
and
 
            attitudes give a broader indication of how great they may consider
the
 
         risk.  Scherer (1991) discussed assumptions that have been questioned
in
 
           research about risk communication, including the belief that science
alone
 
            could offer objective truth, that scientific experts were the sole
sources
 
            of correct information, and that the public would accept risk
information
 
            if only it would learn about risk issues.  He argued that an
alternative
 
           communication process would help avoid a crisis of public confidence;
such
 
            an alternative process would involve greater understanding of
science by
 
           the public and more openness by the scientific community to other
ways of
 
            looking at risk.
        One of the better known recent studies about agricultural biotechnology
 
            was Hoban and Kendall's (1992) national telephone survey of
consumers.
 
           They found respondents generally supportive of science and
technology,
 
          including biotechnology, although awareness and understanding of the
latter
 were low.  Acceptance of uses that involve changing the genetic make-up of
 animals was lower than for changes to plants; the process of gene
 
      transfers was of concern possibly as much a result of underlying values
and
 beliefs as of a lack of understanding.  Trust surfaced as a central issue:
  "Confidence in government regulations and trust in information sources
 
            were strongly related to acceptance of biotechnology products and
general
 
            attitudes about biotechnology" (p. 5).  Health professionals,
university
 
            scientists, farmers, and environmental groups were perceived as the
most
 
            trustworthy information providers.
        The biotechnology industry hardly can be unaware of what the public thinks
 
            and what its concerns and desires are.  During the past decade,
seven polls
 
            conducted by both public and private sector researchers in the
United
 
        States have tapped the opinions of almost 6,000 people including
farmers,
 
            science policy leaders, biology teachers, and random samples of the
public
 
            (Zechendorf, 1994).  Zechendorf (1994) gauged that acceptance of
 
   biotechnology in the United States tended to be favorable in spite of
 
        perceptions of risk.  In polls analyzed for significant trends, he found
 
           that most United States citizens feared hazards, were not able to
assess
 
           risk reasonably, perceived less risk for genetic engineering than
nuclear
 
            technology, thought that biotechnology will improve life, based any
 
      opposition on specific applications, and overwhelmingly (91 percent) got
 
           their information about science and technology from television.  Only
a
 
          relatively few people in the United States were well-informed; the
higher
 
            their education level, the more likely they were to accept
biotechnology.
 
            Zechendorf noted, "The overall acceptance is astonishingly high,
 
   considering the rather bad media image of biotechnology" (p. 874).
        Taking a different approach, Hornig's (1993) content analysis of newspaper
 coverage of biotechnology found many "booster" articles written from an
 
            economic or business point of view.  Representatives of industry,
 
     scientists and universities were the most frequent sources, with relatively
 little material from activists and agricultural interests.  University
 
           sources, in particular, were found to be responsible for positive
coverage,
 more so even than industry voices.  Readers' concerns about risk, public
 
            awareness issues, adequacy of research, and ethics rarely were
reflected in
 the newspapers studied.  Hornig faulted the media for failure to present a
 diversity of views that might stimulate debate and eventually lead to
 
          consensus.  Although the researcher was the sole coder, her conclusion
was
 
            significant:
 
Responsiveness to the public's desire for information on the broad range of
 considerations relevant to science policy-making is more likely to build
 
                 the atmosphere of trust and the sense of empowerment that must
underlie
 
                such confidence.  Cynicism about the activities of both public
agencies and
 private interests involved in science and technology is unlikely to
 
             evaporate unless these information needs are met.  (pp. 11-12)
Concerns of Activists and Regulators
        Earlier, Margaret Mellon (1988), writing for the National Wildlife
 
       Federation, looked not only to government but also to the private sector
to
 provide opportunities for public participation in decision-making.
 
        Federal agencies provide access to information through laws governing
both
 
            biotechnology and procedural laws applicable to all agencies,
including the
 Freedom of Information Act and the National Environmental Policy Act.  The
 degree of access varies from agency to agency.  In addition to assuring be
 
            tter decisions, an informed public would be more helpful for
industry,
 
          Mellon suggested.  Though possibly more costly up front, agencies and
firms
 that encourage full information and full participation may stem a rise in
 
            public frustration later, Mellon (1988) continued, especially "if it
later
 
            becomes apparent that the technology was oversold or its risks
understated"
 (p. 51).
        At the opening of the Food Advisory Committee's hearings for the Food and
 
            Drug Administration (FDA) in 1994, James Maryanski, biotechnology
strategic
 manager for the agency's Center for Food Safety and Applied Nutrition,
 
           noted two different ways of looking at the technology.  "Science
calls it
 
            recombinant DNA, the public calls it genetic engineering," he said.
Based
 
            on experiments cited in the news media, he added that consumers
develop the
 impression that "exotic" foods will soon be available.  Regardless of how
 
            such foods are developed, consumers rely on the FDA to assure that
food is
 
            safe and to ensure confidence in new techniques, he pointed out.
        Not quite a year earlier, the Government Accounting Office (1993) had
 
          summarized some of the unresolved issues as whole food products neared
 
          commercialization.  These included providing guidance to industry on a
 
          case-by-case basis and a need to improve interagency coordination,
both
 
           factors that create regulatory uncertainty.  Such uncertainty could
not
 
           only slow commercialization of new products, it could also undermine
 
        consumer confidence in the agency's efforts to ensure these products are
 
            safe, the GAO said.
        Nevertheless, the hearings provided a forum for contrasting perspectives
 
            of industry and activists.  Robert Serenbetz, chief executive
officer of
 
            DNA Plant Technology, emphasized the importance of keeping the
public
 
         informed.  In his view, the more the technology is demystified and the
more
 the public understands about biotechnology, the more they would appreciate
 its potential benefits.  "I also believe this public review of FDA's
 
         process for assessing food safety clearly demonstrates to consumers
that ge
 
            netically engineered foods do receive rigorous FDA oversight," he
said at
 
            the hearing.
        On the other hand, in a statement by Margaret Mellon, now with the Union
 
            of Concerned Scientists, Jane Rissler expressed their concern about
the
 
           agency's proposed policy allowing whole food products that were
genetically
 modified into the market .  Mellon suggested that early approval of the
 
            policy would place industry's agenda ahead of the public interest.
She
 
           feared that such action would mislead the public into thinking all
such
 
           products would go through as extensive an approval and review process
as C
 
            algene's tomato.  She and other consumer activists were disturbed
that the
 
            FDA had not answered several thousand concerns or negative comments
 
       received during the public comment period.
        More recently Mellon lamented that in-depth information-sharing and
 
        education between regulatory agencies, industry, and the public have not
 
            developed enough.  The current public debate is so one-sided, she
said, "it
 isn't salad days for the environmental community... Industry is on its way
 but without products at the moment, that aren't yet realized.  Without
 
           products it's hard to get people interested [in the issue]" (M.
Mellon,
 
           personal communication, March 21, 1995).
The Case of bST
        When several agricultural pharmaceutical companies developed bovine
 
        somatotropin (bST) to increase milk production in cows in the 1980s,
 
        controversy dogged the product from the outset.  In one of only a small
 
           handful of studies of public relations practices by a biotechnology
 
       company, Hornig (1991) suggested that use of conflict resolution
techniques
 such as negotiation might have generated a better outcome from both the
 
            company's perspective and that of society in general.  Through a
newspaper
 
            content analysis, she found that press coverage had afforded
numerous
 
         opportunities for the company to express its point of view.  Consumer
and
 
            activist reactions, at least at that time, received far less
emphasis.
        Instead of pursuing a course of education and two-way dialogue, however,
 
            the chemical industry during the late 1980s engaged in name-calling
tactics
 against those who opposed the introduction of bST.  Such statements may
 
            well have contributed to the ill will that developed later, Hornig
 
      suggested.  In addition, the industry equated bST as simply the next step
 
            in the chain of progress associated with agricultural productivity
and
 
          economic prosperity.  The industry portrayed this product's
introduction as
 inevitable and value-neutral, adding that bST was pure and a product that
 
            was developed at great expense.
        Monsanto, for example, attempted to capitalize on an image of science as a
 rational, benign and progressive force.  The problem was that this image
 
            was not likely to reflect public sentiment accurately in the wake of
Three
 
            Mile Island and other disasters.  Thus, Hornig gauged, bST's
developers
 
           would have fared better during the period of her study by going
beyond a
 
            focus solely on the benefits and addressing additional concerns
about the
 
            product's safety and its socioeconomic impact among prospective
purchasers.
  In her assessment, Monsanto ignored the point of view of dairy farmers as
 its primary audience and did nothing to work with the dairy community to
 
            explore solutions to the problem.
        Hornig (1991) suggested that messages about the introduction of new
 
       technologies succeed when they are congruent with important beliefs of
 
         their audiences and responsive to the perceived needs of potential
 
     adopters.  As she put it,
 
An honest attempt to resolve the conflict of interests here, even a failed
 
                 attempt, would have been far better public relations than
trying to deny
 
                 the legitimacy of the economic issue, or to deny any
responsibility on the
 
                 part of bST's developers for its social as well as health
effects, or to
 
                 blame others for the crisis....(p. 9).
It is also possible that Monsanto representatives did speak to those issues
 and concerns and that the media chose not to cover that perspective as
 
           newsworthy.
        In the same year as Hornig's (1991) study of bST, Gerard Ingenthron
 
        (1991), director of public affairs for Monsanto Agricultural Company,
 
         recommended two basic strategies for corporate scientists to
communicate
 
            about genetically engineered crops:  (a) Addressing the public
affairs
 
          implications early during a research program, and (b) engaging in
 
     comprehensive, quality communication activities with a range of diverse
 
           publics.  While he regarded scientists as the most credible sources
for
 
           technical information, he also recognized the need to translate their
 
         expertise in ways that others could understand:  "We need to explain
the
 
            basis of the technology...but one cannot make bioengineers of our
 
     journalists, much less the public.  We need to speak on their terms, about
 
            their interestsDwhat's in it for them, or for society" (p. 114).
Organizational Approaches Toward Public Relations
        J. Grunig and L. Grunig (1992, pp. 287-289) elaborated on four models to
 
            represent an organization's public relations values, goals, and
behaviors.
 In brief, the models are:  Press agentry, a one-way set of activities
 
          built on seeking and obtaining publicity; public information, also a
 
        one-way dissemination of information approach, built around truthful and
 
            accurate reports about the practitioners' organizations, although
typically
 no other information is volunteered; two-way asymmetrical, which involves
 
            seeking information from and offering information to publics,
primarily to
 
            motivate or persuade them to think or behave as the organization
wants them
 to behave; and two-way symmetrical, which  uses research to develop mutual
 understanding between an organization's management and the publics it
 
          affects.
        A simpler approach is to collapse these models as symmetrical or
 
     asymmetrical worldviews toward public relations.  Only the two-way
 
      symmetrical model is, as its name implies, fully balanced, since it does
 
            not involve manipulative persuasion.  Because of its emphasis on
building
 
            relationships for the long run, this model sets the standard for
excellent
 
            and effective practice.
        Another way of looking at asymmetrical practice is the relationship
 
        between the organizations and their publics.  This type of practice is
not
 
            unusual if the organization feels its publics have increased
external
 
         control over its choices more than it finds comfortable.  For those
 
       organizations that both conduct research and provide information in a
blend
 of symmetrical and asymmetrical communication, their practice may be
 
         described as mixed motive (J. Grunig, 1992).  Practitioners demonstrate
 
           loyalty to both  their employers and to the publics with whom their
 
       employers interact.  Thus, most public relations practitioners in
 
     scientific organizations or departments act as journalists in residence.
 
            They work in the public information model both to translate
technical
 
         material into forms that are easier to understand and to represent
positive
 aspects of their organizations, often motivated by the desire to attract
 
            funding for research and development.  Sometimes activists oppose
the
 
         technologies under consideration without understanding them.  In this
 
         country a tradition of individualism may inhibit some organizations
from
 
            engaging in the collective decision-making that the standard of
excellent
 
            public relations suggests is more effective in the long run.
        In reality, most organizations practice a mix of the models, with the
 
          predominant choice based on the organizational culture.  Factors
 
    influencing that choice include whether the organizational worldview
 
        includes, for example, the two-way symmetrical model, and whether the
 
         organization's public relations director is trained or experienced in
the
 
            chosen model.
        To summarize, among the elements of a worldview that contribute to
 
       effective public relations and communication are:
        y a spirit of openness and honesty;
        y availability and willingness to grant access to information readily;
        y interest and ability to express scientific findings and applications in
 
            "real       world" terms easily understandable by nonscientists;
        y trust-building efforts with both supporters and critics; and
        y active listening and taking into account different interests and
 
        viewpoints in the public relations planning process.
The section on methodology describes this study's approach to identifying
 
            whether and to what extent these characteristics are present in the
 
       worldviews of biotechnology executives and scientists.
 
Communication About Science and Technology Issues with Different Publics
        To understand the nature of communication in which scientists engage,
 
          Donohue, Tichenor, and Olien (1973) examined concepts of
"knowledge-of" and
 "knowledge-about science."  "Knowledge-of" science supports and reinforces
 the internal views of the science system.  For example, the organizations
 
            in their study preferred to control information flow to publics by
 
      releasing material to the press only after publication in a refereed
 
        journal.  "Knowledge-about" science is external to the system and
 
     incorporates criticism as well as the release of comprehensive information
 
            and encouragement to journalists to obtain material directly from
sources
 
            in the organization.
        Pollack (1986) linked these variables with the influence of the dominant
 
            coalition's values on the models of public relations practiced at
 
     scientific organizations.  The dominant coalition is the top
            decision-making leadership of an organization, its power elite.  For
both
 
            "knowledge-of" and "knowledge-about" science, the perception of
scientific
 
            knowledge by top management determined the nature and timing of
information
 released to the mass media.  Of the approximately 200 scientific
 
     organizations that responded to Pollack's survey, most practiced
 
    predominantly the public information model.  The two-way asymmetrical model
 also was strong in corporations.
        In addition to the approaches of administrators, how do scientists
 
       themselves look at communication?  In the past they were able to rely on
 
            establishing a track record of accomplishment with their peers to
maintain
 
            research support and did not need or want to pursue public
visibility
 
         (Nelkin, 1987).  But since mid-century, when the Soviets launched
Sputnik,
 
            scientists increasingly have popularized science "out of ideological
and
 
            cultural as well as economic concerns" (pp. 136-137).  The National
Academy
 of Sciences has shifted from explaining and interpreting technical reports
 to viewing the press as a means of shaping public attitudes that will
 
          support funding of science.
        Scientists in industrial public relations speak on behalf of corporations
 
            to enhance public confidence in the company's products, respond to
crises
 
            that affect the company's reputation, enhance corporate credibility,
and
 
            shape the news, especially where the news concerns controversy or
risk
 
          (Nelkin, 1987).  Too often, however, they dwell on language and image
as
 
            instruments of persuasion in an asymmetrical approach to
communication.
 
            Neighborhood activists, union representatives, and other critics
rarely are
 heard at programs co-sponsored by universities and corporations for
 
        journalists, programs that often seem just to be compatible with
industry's
 goals.
        Not surprisingly, as covered by the trade and popular press, the
 
     biotechnology industries generally reflect asymmetrical models of
 
     communication (J. Grunig, 1989; J. Grunig & L. Grunig, 1992).  There is
 
           also evidence of symmetrical communication.  For example:
        y Press agentry:  In an effort to win the favorable attention of stock
 
           analysts, pharmaceutical biotechnology companies distribute "lots of
 
        attention-grabbing press releases that trumpet their latest research
 
        studies or new manufacturing sites" (Power, 1993).  Frequently these
 
        announcements tout positive news only, with no mention of problems.
        y Public information:  BIO, the trade association, undertook activities
 
            such as trade show exhibits and a special publication for local
elected
 
           officials complete with a resource manual and information about the
 
       industry's potential to create new jobs (Staff, 1994b).
        y Two-way asymmetrical:  Peter Steinerman (1994), vice president and
 
         director of the biotechnology group at Ruder-Finn Inc., New York,
spelled
 
            out several steps for biotechnology firms to utilize marketing
public
 
         relations techniques.  These included research to identify the relative
 
           importance of messages for critical audiences and the impact of
potentially
 damaging news.
        y Two-way symmetrical:  Sandoz Crop Protection Corporation developed an
 
            external corporate relations strategy to earn customer respect over
the
 
           long term.  The company expressed a willingness to change its
business
 
          perspective "to address environmental and safety concerns of
customers,
 
           regulators, and the public while still producing effective products"
 
        (Thayer, 1990, p. 15).
Methodology
        For this project, I wanted to gain insight into the thinking of leaders
 
            involved in nationally known biotechnology enterprises, in both the
public
 
            and private sectors and the industry at large.  Qualitative research
is
 
           particularly appropriate for a study of worldview in public relations
 
         because it is well suited to developing a deeper understanding of
meaning,
 
            motivations, and interests (Mariampolski, 1984).  Further,
qualitative
 
          methods are most vigorous "when they are used to discover how the
 
     respondent sees the world" (McCracken, 1988, p. 21).  A semi-structured
 
           interview protocol, included as an appendix, permitted respondents
the
 
          flexibility to emphasize what they considered important while allowing
the
 
            researcher to keep the interview on track.
        Drawing from previous experience as public relations director at the
 
         Virginia Department of Agriculture and other contacts through my
membership
 in the Public Relations Society of America, I arranged telephone or
 
        face-to-face depth interviews with a small purposive sample.  Primary
 
         respondents were:
        * Stephen Benoit, most recently vice president of marketing, Calgene
 
         Fresh, with background in finance and strategic planning, and
responsible
 
            for both sales and corporate communication;
        * Dr. Rita Colwell, a distinguished marine biotechnologist, educator,
 
          director of the University of Maryland Biotechnology Institute, and
 
       president of the American Association for the Advancement of Science; and
        * Dr. Mary Moynihan, communications coordinator for UMBI, with a
 
     background in writing and editing for regional business and research
 
        publications.
        In addition, I conducted shorter personal interviews with two other public
 relations counselors involved with major companies introducing
 
   biotechnology products.  Jim Altemus, public relations manager for Monsanto
 Agricultural Company's plant biotechnology office, commented on that
 
         division's current efforts, and Merrill Rose, general manager of
 
    Porter/Novelli's Chicago office and head of this public relations agency's
 
            food and nutrition practice, provided additional information on
behalf of
 
            Calgene Fresh.
        I also observed three days of hearings of the Food Advisory Committee to
 
            the FDA in April, 1994, described earlier, as the agency considered
safety
 
            issues surrounding whole foods produced by new biotechnology
methods.
 
          Because  the FlavrSavr_ tomato was the first product of plant
biotechnology
 to be approved for commercial production, Calgene was the object of
 
        precedent-setting attention, within both the industry and the media.
The
 
            purpose of the FDA hearings went considerably beyond the one
company's exp
 
            erience, however; the discussion and decisions continue to be
applicable as
 federal policy is determined and evolves for many more whole food products
 nearing the point of production for market.
        To round out insights culled from the interviews, I also reviewed a number
 of company publications, articles about communication by company
 
     executives, and, finally, corporate and financial reports and news articles
 from both the trade and daily media, gleaned from searches of the
 
      Lexis-Nexis electronic database and Internet resources.  Both the reports
 
            in the news media and literature produced by the companies should be
 
        considered not only in light of what they say but also in light of what
 
           they do not say.
Findings and Analysis
        This section reports and analyzes the issues and interests about which
 
           respondents spoke and their approaches to communication about these
issues.
        As expressed in the literature on public perceptions of biotechnology,
 
           major areas of public interest or concern most often are safety
 
   considerations, presence and type of benefits, and ethical questions.  Both
 the benefits and the risks may revolve around health, economic and
 
       environmental issues; culinary or taste improvements constitute a
benefit.
 Ethical concerns also may include those based on religious beliefs and
 
           distributive justice, both domestically and internationally.
        Among the respondents in this study, their comments reflected all three
 
            areas and particularly the first two, safety and benefits.  The
extent to
 
            which they typically sought out concerns among their respective
 
   stakeholders and incorporated them into their communication efforts varied,
 from informal environmental scanning to sophisticated market research.
 
            That is not surprising, as each organization's situation is
distinctive.
        For example, since its founding in 1984, UMBI has pursued a rapid capital
 
            expansion program to establish itself as a leader in publicly
supported
 
           biotechnology research.  At the same time that it represents an
emerging
 
            growth industry for the state of Maryland, it also has needed to
perform
 
            leanly in light of tight state budget requirements.  Much of its
 
    communication effort thus has been geared to generating support among
 
         legislators for its potential to contribute to the state of Maryland's
 
          economic development.
        In the private companies, both Calgene and Monsanto are pioneers with
 
          marketplace "firsts."  Monsanto found itself in a reactive mode with
bST,
 
            with lessons learned from that experience which appear to be
altering the
 
            company's approach to more recent communication efforts.  Calgene
has
 
         undertaken a clearly proactive approach for introducing the FlavrSavr_
 
          tomato.
Openness and Willingness to Share Information, Coupled with Intellectual
 
            Curiosity
        Toward the end of the 1980s, long before the FlavrSavr_ tomato would be
 
            ready to introduce to the marketplace, Calgene sought guidance from
the FDA
 because it recognized the consumer public would be more likely to accept
 
            the product if it were subject to regulatory review (Fox, 1994).  In
1991
 
            the company sought a voluntary consultation with the reviewing
agency,
 
          followed in 1993 by the chief executive officer's petition for review
under
 the existing, stringent food additive provisions of the Food, Drug, and
 
            Cosmetics Act (Hoyle, 1994).  Even FlavrSavr_ critics acknowledged
that
 
           consideration under those provisions is tougher yet than under the
evolving
 provisions for whole food products.
        The extra review steps cost the company time, money, and jobs, leading to
 
            a restructuring and scaleback of the Calgene Fresh subsidiary during
the
 
            last half of fiscal 1994 (Rose, personal communication, 1994;
Benoit,
 
         personal interview, 1994; Staff, 1994a).  Nevertheless, despite plowing
 
           under a number of its fields since October, 1993, while awaiting the
FDA's
 
            decision, Calgene expected toDand did indeedDbring the tomato to
market
 
           before the end of 1994.
        Though furloughed from his post as vice president of marketing, Stephen
 
            Benoit was still motivated by a desire to do something challenging.
        "That's also what makes Calgene tick," he said, "a positive contribution
 
            using technology to make people's lives a little better.  Science
for
 
         science's sake is not particularly helpful; science with a conscience
is
 
            what it needs to be all about, a commonly shared value."
        Indeed it seemed natural for people working in the biotechnology
 
     industries to feel compelled by both the intellectual challenges and the
 
            desire to improve the quality of human life (Benoit, 1993).  Even
though he
 is not a scientist himself, Benoit echoed some of the passion with which
 
            UMBI's multi-faceted director, Dr. Rita Colwell, spoke.  Driven by
 
      curiosity about why and how things work, Colwell said she loves to build
 
            and to create.  For her, the motivation was also a matter of having
a
 
         vision about where things can be.  "The status quo isn't enough,
especially
 in a society whose technology is going through enormous pyrotechnics.
 
           It's like a huge fireworks display what's happened in science and
 
     technology in the last 30 years."
        Similarly, UMBI's communications coordinator, Mary Moynihan, was attracted
 to the institute in part because one of its research centers focused
 
         specifically on public issues in the social, legal, ethical and
regulatory
 
            arenas.
        Sensitivity to these issues was certainly apparent on an individual level,
 perhaps more so than could be seen at the macro-organizational level in
 
            this type of limited study.  To wit, Monsanto's Jim Altemus, who was
not
 
            directly involved with the introduction of bST, observed his
colleagues'
 
            handling of the issue.  His own approach in managing the company's
 
      information needs for plant biotechnology reflected an understanding of
 
           both where the company had been and where it wants to go.
        "With Monsanto's genetically engineered  potato, we're taking a look at
 
            society, people's relation with food," Altemus said.  He continued:
 
It's an intimate relationship, and it is our responsibility to provide
 
               something that talks about those concerns. We prepared a
discussion report
 
                 as an example of our willingness to talk, not just the
scientific point of
 
                 view but with others who have other points of view.  It
directly relates to
 the company's attitudes, what did we learn from the past.  Are we
 
           repeating it or are we responding to needs and wants of the people in
an
 
                 open-ended, honorable way?  It's an example of Monsanto's
style, very
 
              modest, [to show] how does our product fit with ecosystems, with
diversity.
  It's very middle of the road and nondefensive, how can consumers get
 
               information?
        ConsumersDor anyone else, for that matterDwho wanted information from
 
          Calgene should have found it readily available, according to Benoit.
"We
 
            were incredibly accessible for them," he said, explaining further:
What we successfully did was communicate openly about what we were doing,
 
                 what the technology  was, how we were using it, what we
expected the
 
             outcome to be.  We never had an issue of safety, we were willing to
share
 
                 the research data with anyone who cared to look at it.  We had
a general
 
                 philosophy to communicate, a willingness to give people the
information
 
                they want so they can make choices they want to make.  That was
the
 
            hallmark of the effort we undertook.
        The company made its safety studies public either on request from its own
 
            offices or through federal agencies reviewing the data.  Corporate
fact
 
           sheets also said Calgene Fresh would voluntarily label the FlavrSavr_
 
         tomato as a product of food biotechnology.  "We believe that tomato
 
       purchasers need a reason to believe we can deliver a superior product and
 
            that acknowledging the role of technology will provide that
confidence,"
 
            read one news release.
        But what those working within the industry are learning to communicate is
 
            not necessarily the detailed scientific findings, even though that
 
      information may be made available.  Respondents grasped the need to
explain
 their work and to explain it in terms that would be meaningful to their
 
            publics.  As Benoit explained, consumers are more concerned with
whether a
 
            food product is harmful and what its benefit(s) may be so they can
make
 
           their own choices.
        "One of the great sins is assuming the public is stupid," he said.  "We
 
            explained the technology so people could understand what we were
doing and
 
            why...better taste is what we will ultimately be judged on.  We went
from
 
            food biotechnology to [still calling] it a tomato."
        Where scientists and technologists in years past did not even consider
 
           talking with reporters as a general rule, they largely have come to
 
       understand the importance of doing so now, even if many have not yet
 
        developed the skills.  From the inward professional focus of a
researcher,
 
            as Rita Colwell told it, speaking with the press would have ruined a
 
        scientist's reputation 20 years ago.
        "I think the attitude was that what we did was important for its own good.
  We didn't have to explain it to anybody, we just deserved the (funding)
 
            because we were serving the country," Colwell said.
        With the change in the world political climate, she continued, the fall of
 the Berlin Wall, the collapse of the Soviet Union, and the change in the
 
            nation's security and defense needs, attention has focused more
recently on
 social stability and how we have usedDor misusedDthe earth's resources.
 
            Those shifts in attention have brought a concurrent change in
funding
 
         priorities to the point that public research institutions have a
greater
 
            obligation now to let the public know about both the scientific and
the
 
           economic benefits.  As a state facility, UMBI is monitored by state
 
       legislators, a key strategic public "who will make sure that we
 
   gyroscopically keep us on what they think is the track that the public
 
          wants us to be on," Colwell said. Elaborating on this responsibility,
she
 
            said:
We have a greater burden on us than, let's say, Johns Hopkins or Stanford
 
                 in their respective states... It means that we have a
responsibility
 
             therefore to tell the public what we're doing, to educate them,
that we are
 in fact through basic research and creativity-driven directions in
 
            research, serving them because what we're doing is trying to find
ways to
 
                 understand what the life processes are or how they work or can
be
 
          effective...and to also transfer this technology to the public good.
It
 
                 doesn't mean just dumping it on the street but to figure out
ways it is
 
                transferred to create jobs, to keep the economic strength of the
state
 
               maintained.
 Public Relations Practices as Indicators of Worldview
        Beyond the effort to perform out of a concern for social
            responsibilityDimproving human life and adding to knowledgeDthe
 
   biotechnology enterprises in this study engaged in a mix of the public
 
          relations models described earlier.  Respondents placed a high value
on the
 function as part of strategic management, while placing primary emphasis
 
            on media relations and viewing public relations as part of
communication
 
            rather than the other way around.  As Colwell expressed it:
 
[Public relations is] managing interactions with the public.  Communication
 is a far more serious business, and that means preparing in a variety of
 
                 media, spoken, written, visual image, the message, the
education you need
 
                 to get done... What you really have to address is the
fundamental
 
          information that has to be transmitted and it has to constantly be
 
           transmitted, it has to transmitted in a variety of mediaDa brochure
for a
 
                 certain kind of clientele, or it would be in the form of a PBS
report, or a
 book that goes to another portion of the clientele or in the form of a
 
                newspaper article.
        Because so much of the communication effort was directed outside the
 
         industry, respondents shared an interest in educating nonscientist
publics.
  Educational programs served a variety of  goals:  To inform publics about
 both their organizational activities and the basic principles of science
 
            about which they otherwise would be unfamiliar, and thus not able to
make
 
            choices for lack of adequate information (asymmetrical), and also to
 
        address issues about which publics have expressed concern or interest
(symm
 
            etrical).
        Whether based on research or on a particular philosophical approach to
 
           communication, participants in this study recognized that publics
 
     unfamiliar with the subject would be more likely to grasp its significance
 
            if it was described in terms they already understood.  Using
language that
 
            is easy to understand is thus a necessary communication skill for
those who
 explain their work to nonscientific publics.
        UMBI's Mary Moynihan, for one, thought it might even be an advantage not
 
            to have a scientific background to be effective in this regard.  As
she
 
           reflected:
 
If I'm going to explain this to the public, and I'm very committed to that,
 I don't want to understand it too much myself.  You or I think in terms of
 what does this mean to me?   How is it going to change my life, how is it
 
                 going to change the world?  Researchers don't think that way.
They're
 
               focused on a specific idea although they know somewhere down the
line it
 
                 has applications.  We have to find a way to understand their
research and
 
                 also how it's going to help us.
        Benoit also went through a learning curve to represent the work of
 
       Calgene's researchers to other audiences.  He framed it in terms of what
 
            non-scientist executives could offer the research staff:
If you were willing to listen, scientists were more than willing to share
 
                 everything they had and take the time until you got it right,
you were not
 
                 expected to understand at their level in terms of being
conversant, but
 
                [they showed] a real willingness to have the business folks
understand the
 
                 essence of the technology.  They recognized that if they wanted
a career
 
                 any different from working at a university, they needed people
who could
 
                 translate their work into products, and that these people
rarely have the
 
                 same background as bench people.
        Depending on the staff and financial resources available to the
 
    organizations in this study, their research efforts ranged from
 
   seat-of-the-pants to much more formal methods.  For instance, UMBI's
 
        communications staff was too small and too rushed at the time of the
study
 
            to be able to conduct either formative or evaluative research, but
the
 
          institute did operate an internal clipping service to monitor both its
 
          visibility and other issues of interest in the external environment.
 
         Moynihan, who also doubled as UMBI's legislative analyst, said she
 
      recommended a more systematic scanning effort and hoped to complete a
 
         well-developed communication plan in the near future.
        Monsanto's Jim Altemus said he relied heavily on research, testing news
 
            releases, for example, before sending them out.  One of his concerns
was to
 choose vocabulary that readers not only would understand but also to which
 they would respond favorably, one of the characteristics of asymmetrical
 
            communication.  At the same time, he wanted the company to be seen
as
 
         honest and open, "to increase the feeling that Monsanto can be trusted
with
 that technology."  Hence, the invitation, printed directly on one of its
 
            reports, for readers to contact Monsanto "to obtain additional
information,
 share an insight or simply open a dialog," a symmetrical approach.
        Research for Calgene Fresh has investigated consumer awareness of and
 
          attitudes toward genetically modified foods in general and the
FlavrSavr_
 
            tomato in particular.  Undertaken primarily for marketing
communication
 
           purposes, the quantitative survey also asked about consumer awareness
of
 
            groups that opposed such products, finding only three percent able
to name
 
            specific groups.  Nearly half of all respondents and two-thirds of
those
 
            who were already aware of these products expressed at least some
interest
 
            in trying genetically modified foods (Porter/Novelli, 1993).
        "We did pretty novel research about why people reacted the way they do
 
           when they hear the phrase 'genetic engineering.'  That led to how you
 
         should communicate.  You've got to be open, communicate the truth,
frame it
 in a context people can use to evaluate a given technology," Benoit said.
 Taste on a year-round basis was the main consumer interest.
Media Relations a Key Focus
        Publicity and visibility figured prominently in the strategies of both
 
           Calgene and UMBI.  As a result of the FlavrSavr_ tomato being the
first
 
           such product approved for market, Calgene experienced mostly
unsolicited
 
            media attention.  Without even being in grocery stores yet, the
company's
 
            research found eight percent of the public "aware of a product that
doesn't
 exist and that they can't look at," Benoit added.  That level of awareness
 was eight times higher than for other tomato brands.  In addition to being
 the first, he repeatedly emphasized openness and willingness to
 
    communicate about Calgene's actions, the technology and how it was being
 
            used, and the expected outcome.  "Communication philosophy should be
to
 
           tell the truth every chance you get.  It's a lot easier," he said.
        While Calgene received unsolicited media attention, UMBI also placed great
 emphasis on coverage, but from a different perspective.  Recognition was
 
            more forthcoming at the international level, perhaps because of
respect
 
           among scientists within the scientific community.  That stature has
taken
 
            longer to achieve in-state and nationally.  As Colwell put it, "I've
been
 
            irritated by the fact that we haven't been recognized until recently
as a
 
            place where some very fine work is being done, where some excellent
e
 
        ducation is obtained.  I always wanted to push to make our reputation
 
         better, to let the world know there is a lot of exciting (research)
here."
        Colwell's perspective probably stemmed from her insatiable drive both to
 
            know and to excel.  In founding the institute, she said:
 
I just felt we didn't have time to be slow and deliberative and touch all
 
                 the bases and make sure everybody's happy and move forward in
the
 
          traditional way.  I felt we really had to leap out and start a
separate
 
                institute and serve all the campuses (of the University of
Maryland
 
            System), not just College Park.
        Her vision transmitted to others who are backing the institute.  As
 
        Moynihan related, "It's a great leap of faith that the state is making.
 
            There's a certain gestation period that goes along with setting up
this
 
           kind of institution and it's beginning to show definite results."
        Much of UMBI's communication effort was directed to media coverage in an
 
            effort to create awareness of the research it sponsors.  This kind
of
 
         activity fits the public information model quite well and also reveals
some
 aspects of symmetrical communication.  Business and trade press coverage
 
            increased substantially, as well as television appearances.  One of
the
 
           reasons Colwell was eager to build recognition through the media was
an
 
           anticipation that Maryland residents who were aware of UMBI and its
work wo
 
            uld ask state legislators to support it.  Media coverage also tied
in with
 
            communicating openly, as she explained:
Now I think we understand that we have to tell the public because the money
 isn't coming to us because we deserve it, it comes to us because we serve,
 not because we deserve.  Communication is a very important aspect, and I
 
                 just think if you can't tell people what you're doing, you
ought not to be
 
                 doing it... If you have an interest in doing it as I do, you
make an effort
 to talk on PBS or to make a TV program as I will be doing on Thursday next
 week, or just open up to the school kids who call in on closed circuit and
 ask questions.
        From her vantage point as a writer, Moynihan noted that many good stories
 
            go untold, and amid UMBI's fast-paced environment, she expressed a
desire
 
            to cultivate media relations more extensively, by calling reporters
with
 
            story ideas, editorial boards, op-ed pieces, and similar tactics.
 
      Facilitating reporters' efforts to get information, she said she steered
 
            them to the appropriate staff and research experts and allowed them
freedom
 to make their own contacts although most came to her for assistance first.
  At the time of this study, she was developing an experts' directory on
 
            computer, intended to make that part of the jobDboth hers and the
 
     pressDeven easier.  Tours for legislators and museum visits featuring
 
         interactive skits for inner city students were other popular
activities.
        Other techniques also fit the public information model, including museum
 
            exhibits and the opening of UMBI's new Aquaculture Research Center
at Fells
 Point.  Internal communication was strengthened through a newsletter which
 introduced staff at the institute's geographically dispersed centers both
 
            to each other and to external supporters.
 
Less Systematic Approach to Critics and Activists in Trust-Building Efforts
 with Publics
        Research elsewhere has documented that the presence of activists in an
 
           organization's external environment can be a significant influence on
the
 
            organization's communication (L. Grunig, 1992).  Those whose
worldview is
 
            broad enough to listen to different interests and viewpoints will be
more
 
            likely to practice two-way symmetrical public relations.
        In this study the respondents indicated some movement in that direction,
 
            although none specifically solicited input from activist groups as
part of
 
            their strategic planning processes.  The organizations and the
activist
 
           groups interacted as their paths crossedDduring participation on
conference
 panels, or as the organizations responded to criticisms they considered to
 be misstatements of fact or misconceptions that needed to be cleared up.
        Calgene's Stephen Benoit said that even those who opposed the introduction
 of the FlavrSavr_ tomato acknowledged that the company had done everything
 it could to communicate about the product and make itself accessible.
 
           From his perspective:
 
There were not many criticisms about the way we do business.  The activist
 
                 groups didn't come to us, but we met with them...on many panels
together.
 
                 I like a lot of them as a matter of fact, we just have
different points of
 
                 view.  One of the humbling experiences early on, you think
you're on the
 
                 forefront, but not everybody knows who you are, and it's a
small universe
 
                 of people who actually care.  That keeps you from overreacting
and doing
 
                 more than you need to in the media.
        An attentive ear and a desire to adjust organization performance to
 
        address critics' concerns can guide an appropriate response.  UMBI's
Rita
 
            Colwell analyzed the feedback process this way:
 
I listen to the critics to find out what it is that they're worried about.
 If they're worried about a lot of things that are simply impressions that
 
                 we're not explaining, we need to do a better job, to let them
understand
 
                 what we're doing and why we're doing it....Criticism generally
derives from
 ignorance.  I use that word not pejoratively but simply as an observation:
  What you don't know, you fear.
Summary, Limitations, and Implications
        At the beginning of this paper, I cited an observation that public concern
 can have a positive effect in stimulating development of new technologies.
  Where organizations gear their communication to be responsible and
 
        responsive, meaningful dialogue occurs and the organizations and their
 
          publics adjust to each other's needs and interests.  This study took a
 
          qualitative approach to gain insight into the worldviews of
biotechnology
 
            executives and scientists toward communication and public relations.
 
         Understanding their values as well as the values of stakeholders can
help
 
            public relations practitioners perform more effectively as boundary
 
       spanners, helping that adjustment process take place.
        Depth and personal interviews with leaders of three significant
 
    biotechnology enterprises revealed a mix of public relations models in
 
          practice.  The small number of interviewees means their observations
can
 
            not be taken as representative of all in the industry.  Moreover,
such a
 
            small number of participants per organization does not give a
complete
 
          picture of the organization's behavior, although the documentation
cited
 
            helps to fill in some of the gaps between individual perception and
 
       collective action.  Also, the accuracy of the self-reports in this study
 
            may be questioned in light of possible response bias according to
both what
 the interviewer may think the researcher wants to hear and the use of real
 names for attribution.  However, Dean and Whyte (in Dexter, 1970),
 
       emphasized, "The interview situation must be seen as just ONE of many
 
         situations in which an informant may reveal subjective data in
different
 
            ways" (p. 122).
        In that light, then, and mirrored against the literature discussed in the
 
            concept analysis, the participants' thoughts do provide an
indication of
 
           how at least some in the industry make sense of the communication
function.
 That knowledge should be helpful to practitioners in other biotechnology
 
            organizations.  Future research should supplement this type of
insight with
 
            quantitative assessments of the models practiced, such as the
questionnaire
 
            utilized by the IABC Excellence Study (J. Grunig, Ed., 1992).
        Respondents viewed the function as an important part of management
 
       although the term public relations may be seen as part of communication
 
           rather than the other way around.  When their worldviews demonstrated
 
         openness and a willingness to grant ready access to information in
response
 to the interests and needs of their publics, they experienced greater
 
          acceptance and potential support for their programs.  They perceived
their
 
            motivations deriving from a desire to serve the public good.  To a
limited
 
            degree they conducted research to learn whether their publics
perceive them
 similarly.  Much of their programming was educational in nature,
 
     predominantly although not exclusively in the asymmetrical mode.
        Of the worldview characteristics identified as significant for effective
 
            public relations and communication, the major area not found in this
study
 
            was a systematic effort to develop more trusting relationships.  I
do not
 
            interpret this gap to mean the characteristic is not an important
part of
 
            the worldview or that there is anything wrong with the worldview of
the
 
           interviewees.  Rather, I would like to grant the benefit of the
doubt.
 
           Efforts at trust building well may exist at the respondents'
organizations
 
            and simply may need a different line of questioning to afford an
 
    opportunity for discussion.  It also may be that such efforts exist and are
 focused on supporters but not on critics.  Alternatively, these
 
    enterprises may be so caught up in this rapidly changing industry that an
 
            effort seen as time-consuming over the long term gets put off while
the
 
           organizations address more immediately pressing, short-term concerns.
This
 is a topic that future research should consider and for which other
 
        methods of observation, such as long interviews or participant
observation,
 would be better suited.
        In sum, biotechnology researchers and executives recognize much of the
 
           value that effective public relations and communication can
accomplish for
 
            their organizations.  The organizations in this study likely need to
 
        broaden their perspective to a long-term view as well.  The value of the
 
            present study is in suggesting an understanding of worldviews toward
this
 
            function as an avenue through which both the organizations and their
 
        publics can work through their differences together.  Learning about
each
 
            other's values and beliefs is a first step toward achieving
long-term
 
         support.  What's needed, as Rita Colwell put it, is "vision tethered by
 
           reality."
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 Interviews/respondents for this study:
Altemus, Jim, APR. (1994, Apr. 21).  Personal communication.  (Manager,
 
           Plant Biotechnology Information, Monsanto, The Agricultural Group,
St.
 
             Louis, MO)
Benoit, Steven. (1994, May 2).  Personal interview.  (former Vice
 
     President, Marketing, Calgene Fresh, Evanston, IL, subsidiary of Calgene,
 
               Inc., Davis, CA)
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        University of Maryland Biotechnology Institute, College Park, MD)
Moynihan, Mary, Ph.D. (1994, May 5).  Personal interview.  (Communications
 
            Coordinator, University of Maryland Biotechnology Institute, College
Park,
 
               MD)
Rose, Merrill. (1994, Apr. 15 & Apr. 27).  Personal communication.
 
       (Executive Vice President and General Manager, Porter/Novelli, Chicago,
IL)
 APPENDIX
INTERVIEW GUIDE
 
1.  BackgroundDindividual
 
Position title and experience
Educational background
Interests, goals and motivations; how you got involved in science or
 
        leadership or current position
Role models, both generally and for effective communication
Your philosophy of:  1) Communication and public relations; 2) new or
 
         innovative technology; 3) reasonable risk (how you see the purpose of
these
 concepts)
Significant changes, if any, in your philosophy in these three areas
 
        ("defining moments")
 
2.  Organization's worldview of communication and public relations
 
Examples of what you consider effectiveDand ineffectiveDorganization
 
        management, and specifically, public relations and communication actions
 
               that are or have been effective in accomplishing the
organization's mission
 (probe:  to get beyond tools and techniques,  specific examples or events
 or issues involving other organizations, and how they have handled
 
          communication surrounding those examples)
How these organization events/experiences may have shaped your thinking
 
           about effective public relations and communication management
How your thinking may have shaped the organization's decisions regarding
 
            public relations and communication
Discrepancies, if any, between what you think should be and what you
 
        perceive to be the way the organization practices public relations and
 
             communication
 
3.  Stakeholders
 
Who the key stakeholders and publics are, including those from community
 
            relations, grassroots, and activist standpoints, and whether these
 
         stakeholders are supporters or critics or a mix
How your organization interacts with these stakeholders
Your perception of the organization's external environment; where you see
 
            the focus
Your organization's interests, needs, concerns, and what you think the
 
          interests, needs, concerns are of your stakeholders
Ways, if any, in which you have incorporated stakeholders interests/needs/
        concerns into your planning and decision-making processes
 
 4.  Organization structure
 
Strategic alliances, partnering, and similar "virtual" relationships, if
 
            applicable
Degree of authority managers/employees have to make communication and
 
         public relations decisions independently
 
5.  Decision-making processes
 
Flow of internal communication in your organization when you are
 
    considering communication with external stakeholders
Who provides input and who makes decisions
What happens if the decision made is different from what you would have
 
           chosen, i.e., how staff, including yourself, co-orient with each
other in
 
               considering different viewpoints
 
6.  Anything else respondent would like to share, and close

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