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Subject: AEJ 06 GodwinJ LAW Commercial Speech in Public Schools: Evaluating the First Amendment Rights of Advertisers
From: Elliott Parker <[log in to unmask]>
Reply-To:AEJMC Conference Papers <[log in to unmask]>
Date:Tue, 24 Oct 2006 19:10:41 -0400
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This paper was presented at the Association for Education in Journalism and
Mass Communication in San Francisco August 2006.
        I am not the author. If you have questions about this paper, 
please contact the author directly.
	If you have questions about the archives, email rakyat [ at ] 
eparker.org. For an explanation of the subject line, send email to
[log in to unmask] with just the four words, "get help info aejmc," in the
body (drop the "").

(Oct 2006)
Thank you.
Elliott Parker
====================================================================

Commercial Speech in Public Schools:
Evaluating the First Amendment Rights of Advertisers

Joshua H. Godwin
Roy H. Park Doctoral Fellow
School of Journalism and Mass Communication
University of North Carolina at Chapel Hill


911 N. Columbia Street
Chapel Hill, NC 27516
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A Student Paper Presented to the Law Division
AEJMC National Convention
San Francisco, CA
2006





	Commercial Speech in Public Schools: Evaluating the First Amendment 
Rights of Advertisers
          The past two decades have seen a tremendous influx of 
marketing into public schools. From kindergarten to 12th grade, 
schools are becoming increasingly commercialized as marketers seek 
new ways to target the highly influential youth market.1 Advertisers 
see children as a uniquely profitable three-in-one market: as buyers 
themselves, as influencers of their parents' buying behavior and 
decision-making processes, and as future adult consumers.2
	In an era when brand building and recognition, customer retention 
and loyalty, and lifetime value of the consumer have become pillars 
of the marketing profession, in-school advertising has become a 
fixture on public school campuses. In 1993, expenditures on 
pre-college education represented 15 percent of all corporate 
donations. This represented a 5,400 percent increase over the past 30 
years, with the majority of those dollars dedicated to in-school 
marketing efforts.3 More recent figures from a study conducted by the 
Commercialism in Education Research Unit (CERU)4 indicate that 
corporate sponsorships of school programs and activities5 increased 
by 248 percent from 1990 to 2000. Over that same period, exclusive 
marketing agreements increased by 1,384 percent, incentive programs6 
grew by 231 percent, corporate-sponsored educational materials were 
up by 1,875 percent, and appropriation of space on school grounds for 
marketers increased by 539 percent, according to the CERU study.7
        Chronic under-funding has left schools in dire need of 
alternative fundraising solutions.8 Yet, the scope of recent 
marketing efforts on school grounds has caused some to question 
whether the ends justify the means. Without corporate involvement, 
administrators have a dwindling supply of options available to them 
in the ongoing battle to provide students with the resources required 
for a quality education. The overall dollar amount required to 
adequately educate each pupil has outpaced funding by nearly 20 
percent over the past ten years.9 Add to that voters' unwillingness 
to pass tax increases to properly fund school districts,10 and it 
becomes clear why some cash-strapped school districts have come to 
see in school advertising as a necessary evil, or as not evil at all.
        While school districts have become relatively poor over the 
past 20 years, the youth market has become relatively wealthy.11 
Today's elementary-age children have tremendous spending power, 
estimated at $15 billion a year. They also influence another $160 
billion of spending controlled by their parents.12 Those numbers, 
coupled with the fact that 43 million children spend up to 40 percent 
of their waking hours in schools,13 make reaching kids in schools a 
virtual necessity for marketers.
        Regulation of in-school marketing has not kept pace with its 
surge in popularity. Responsibility for the regulation of in-school 
marketing has been passed from federal agencies to individual states 
and ultimately on to local school boards. The federal government has 
ceded much of its decision-making power on such matters to respective 
state boards of education. States tend to shy away from such issues 
as expensive, time-consuming, and best left to individual school 
districts most familiar with their own needs.
        The vagueness and inconsistency of the regulations governing 
advertising in schools has caused confusion among already 
overburdened administrators. This has led to cases in which the 
districts have been forced to turn to the courts for resolution. 
Responsibility for the regulation of in-school marketing has become a 
hot potato that few decisional bodies seem eager to embrace.	
        Much of the popular, trade, and scholarly literature on this 
topic focuses on advertising regulation from the perspective of 
protecting students' interests. However, the First Amendment rights 
of advertisers are often ignored. While commercial speech is not 
afforded the same degree of protection political speech enjoys, it is 
nonetheless protected by the First Amendment.14 Legal issues such as 
captive audience, public forum, student privacy, and viewpoint 
discrimination on protected speech are all central to the in-school 
advertising debate.
        Therefore, the purpose of this paper is to examine the First 
Amendment rights of advertisers to market their products on school 
property and the regulation of commercial speech in schools. It will 
identify and address the legal issues raised by advertising in 
schools. This is an important topic because there is a void in the 
scholarly literature with regard to the rights of advertisers in the 
public school setting. Furthermore, attempts to regulate commercial 
speech in schools have been laden with inconsistencies and warrant 
further analysis.
Literature Review
	 This literature review examines scholarship on advertising to 
children in public schools. It first focuses on the types of 
advertisements in schools.  An overview of the Channel One debate is 
next detailed. Finally, this literature review outlines scholars' 
legal concerns with regard to in-school advertising. The volume of 
articles on this topic, approximately two dozen, serves as a 
testament to the complexity of this debate.
Categories and Types of In-School Advertising
        Society has recently seen not only a dramatic increase in the 
number of advertisements in schools, but also in the variety of 
tactics used to reach students in the classroom. Jef I. Richards 
classified in-school marketing communications into five categories.15 
Richards' list that included: 1) Direct advertising in schools 2) 
Curricular involvement with brand identification, 3) Free or 
discounted products, 4) Direct sale of products in schools, and 5) 
Fund-raising activities in schools.
    "Direct advertising in schools entails the presentation of 
traditional forms of advertising in school settings," according to an 
article by Richards.16 Direct advertising includes Channel One, 
posters, billboards, ads on school buses, scoreboards, textbook 
covers, telephones, kiosks, school lunch menus, in school newspapers 
and yearbooks, on student radio broadcasts, and in bathrooms and 
hallways.17 Such advertising has become ubiquitous, according to 
Richards.18 Richards stated, "Today it is conceivable that students 
could be exposed to advertisements when they are picked up by the 
school bus, walk down the hallway in school, study in the classroom, 
play on the playground, eat in the cafeteria, and ride the bus home."19
        Curricular involvement with brand identification involves 
corporations directly distributing brochures, lesson plans, videos, 
films, computer software, and guest speakers to schools, according to 
Richards.20 These include references to the sponsoring company, its 
logo, or products. Other examples include case studies, in-class 
experiments using a sponsor's products, and product placement in 
textbooks.21 These are also known as Sponsored Educational Materials, or SEMs.
        A range of practices including providing product samples, 
coupons, proof-of-purchase vouchers, and in-school giveaways comprise 
the free or discounted products category, according to Richards.22 He 
stated, "These are becoming quite common. Both schools and students 
now receive a multitude of free items from companies."23 Richards 
listed coupon giveaways for free pizza, fast food, movies, and 
personal hygiene products as the most common form of this type of 
advertising.24
        Direct sales of products in schools involve some of the major 
players in the in-school marketing debate. Soft drink, snack chip, 
and candy companies, whose products are now referred to by the 
euphemism convenience foods, have been sold for decades in vending 
machines in schools. Recent efforts to remove vending machines from 
schools have caused the liveliest school commercialism debate since 
Channel One. Highly lucrative exclusive soft drink contracts have a 
long history in schools.  So too do direct sale items such as Taco 
Bell tacos, McDonald's cheeseburgers, and Pizza Hut pizzas, which 
have come to dominate lunchtime at school cafeterias across the 
country, according to Richards.25
        Fund-raising activities have also seen a large increase in 
corporate involvement, according to Richards.26 He said, "What was at 
one time a practice to help support such things as the band's travel 
expenses for a state contest is now used to support the purchase of 
computer equipment or supplement the school's general budget."27 Once 
involving selling candy bars or gift-wrap, fund-raising efforts have 
come to include corporate giants such as Microsoft.28
Channel One
	It would be impossible to discuss commercial activity in schools and 
not include what some view as the most creative of these attempts, 
Chris Whittle's Channel One. "Perhaps no cooperative effort between 
big business and the public school system has received more 
attention," stated Jason Vaughn in an article for the Journal of Law 
and Education. An article by Kathy Brittain McKee and Eric Haley 
stated, "The emergence of Channel One has prompted great debate over 
the proper role of commercial speech within the public school 
environment."29 Channel One is unquestionably what brought the in 
school advertising debate to the national stage. Many have expressed 
deep concern over what they call a "Faustian bargain"30 and 
marketing's "Trojan Horse."31 	
	Cynthia Newsome stated in an article published in the Rutgers Law 
Journal, "Because of the lure of 'free' audio visual equipment, 
Channel One contracts have spread like wildfire throughout the 
nation's schools." She continued, "Controversy over the program has 
also spread quickly. Alarmed by the easy acceptance the program has 
gained, opponents question the fairness, wisdom, and the legality of 
trading the forced attention of impressionable teens for school equipment."32
	Yet, Newsome also stated that Channel One advocates argue that the 
equipment provided by Whittle modernizes schools and inspires student 
learning at a low operating cost. Channel One's proponents point out 
that advertising already pervades society, including the public 
school system. Advocates of the program state, "Channel One did not 
open the schoolhouse doors to commercialization; they were already 
open," according to Christina Lee Dasinger.33
	Some scholars have looked to Channel One's educational merits as a 
barometer of how useful it is in the classroom. In her article, 
"Students for Sale: The Regulation of Televised Commercial 
Advertising in Public Schools" in the Law and Psychology Review, 
Dasinger stated, "Whether the Channel One program is 'educational' or 
'incidental to an educational purpose' so as to be allowed under most 
state constitutions is an issue." Many states have provisions in 
their constitutions that allow local boards to regulate in-school 
commercial speech, such as Channel One, on the basis of its 
educational utility. She continued, "Opponents argue that Channel One 
is in conflict with the educational purposes for which school 
districts were established. Advocates claim the program serves an 
educational purpose and that the commercials are merely incidental to 
that purpose, making them legal under most state constitutions."34 
According to scholars, the courts have agreed that Channel One's 
educational value is "sufficient" to justify its somewhat intrusive 
presence.35
Legal Issues Involved
	Much of the scholarly literature on the legal issues regarding 
advertising in schools focused on the history of commercial speech 
law and the law on student speech rights. Scholars' statements 
reflected the delicate, and often confusing, balance between 
commercial speech law and the ability of the school to keep itself 
free from messages it deems to be in conflict with its educational 
purpose. McKee stated, "The temptation to protect school children 
from the ploys and messages of marketers is great, and even though 
certain restrictions and regulations are permissible under existing 
laws and constitutional interpretations, some fear that educators 
might go too far in their efforts to limit advertising on school premises."36
        McKee continued, "From its earliest school-expression 
rulings, the Supreme Court has marked the school environment as a 
special setting for speech, noting that it is a state-created, 
sustained world designed for the transmission of information and 
values." According to Michael Hoefges and Milagros Riveria-Sanchez in 
an article published in the Hastings Communication and Law Journal, 
"Even with laudable regulatory goals, government does not have free 
reign to restrict commercial messages."37 When ruling in cases 
involving the regulation of in-school communications, the Court has 
offered several tests for determining the constitutionality of such 
regulations. McKee listed these as material and substantial 
disruption, educational suitability, and reasonable basis.38 She also 
included an analysis of the public forum doctrine as a fourth 
component of the in-school advertising legal debate.
        Citing Tinker v. Des Moines,39 McKee stated, "The Court ruled 
that administrators can only intervene to suppress in-school speech 
where there is evidence that material and substantial disruption of 
the educational process will result because 'students do not shed 
their right to freedom of speech or expression at the schoolhouse 
gate'."40 According to McKee, the Tinker decision was used by lower 
courts to protect the commercial speech rights of off-campus groups. 
"Public school disruptions had to be documentable and likely under a 
clear and present danger test before speech was prohibited under this 
standard," stated McKee.  According to McKee, "These rulings 
suggested that both student-created and commercially-created speech 
would be offered protection for dissemination within the public 
school environment as long as it did not prove to be materially or 
substantially disruptive."41
	McKee's second test, educational suitability, rests on the Supreme 
Court's rationale in deciding Board of Education v. Pico.42 In Pico, 
a school principal removed nine books from a school library, eight of 
which contained vulgarity or profanity.43 In the Court's decision, 
five of nine justices agreed that any regulation of materials should 
be based on educational suitability rather than content alone.44 
However, in a concurring opinion, Justice Harry A. Blackmun said 
school boards could restrict materials when there was an educational 
basis for doing so.
	Dissenting justices vigorously argued that school boards have an 
overt responsibility to make content-based decisions and that those 
decisions will be checked by local voters at elections. According to 
McKee, "The division within the Court's ruling was evidence that the 
Court was struggling to determine exactly what limitations could and 
should be placed on school administrators', or other groups', power 
to limit the introduction of controversial messages from those 
outside the schools."45
	The dissenting justices' opinions in Pico were echoed by the 
majority opinion in Hazelwood School District v. Kuhlmeier, 46 
according to McKee. The case involved a high school principal 
removing two pages of material from a student newspaper that he found 
to be unsuitable. The majority of justices ruled that the principal's 
actions were reasonable and therefore constitutionally protected. The 
Court said, "The First Amendment rights of students in public schools 
are not automatically coextensive with the rights of adults in other 
settings."47 McKee stated that the principal could impose a 
reasonable basis test for regulation. "The Court ruled a school need 
not tolerate speech that is inconsistent with its basic educational 
mission," she said.48
	McKee concluded, "Clearly there is substantial precedent for the 
regulation of Channel One and other forms of commercially supported 
speech within the doors of public schools."49 McKee stated that the 
constitutionality of in-school advertising regulation will lie in the 
application of the reasonable basis test for both commercial and 
school-sponsored speech.50 However, she wrote that the educational 
suitability test of Pico and the reasonable basis test of Hazelwood 
suggested the Court was increasingly willing to regulate speech in 
any arena in which it finds a substantial state interest.51
        In an article for the Boston College Law Review, Benjamin 
Wattenmaker wrote, "Traditionally the public forum doctrine has 
ensured publicly-owned properties are available to citizens for 
expressive activity."52 Wattenmaker outlined the three public forum 
categories. They are traditional public forum, limited public forum, 
and non-public forum. Each category provides varying degrees of 
protection for expressive activities.53
        According to Wattenmaker, traditional public forums are 
places that "have immemorially been held in trust for the use of the 
public and have been used for purposes of assembly, communicating 
thoughts between citizens, and discussing public questions."54 
Government agencies may not prohibit expressive activity in 
traditional public forums unless (a) the regulation serves a 
compelling government interest, and (b) it is narrowly drawn to 
achieve that end, according to Wattenmaker. "The state may also issue 
regulations on public fora speech that restrict time, place, and 
manner of expression, so long as the regulations do not discriminate 
against the content of speech, are narrowly tailored to serve a 
compelling government interest, and leave open alternative channels 
of communication."55
        The second category, limited public forum, consists of a 
public property that the state has purposefully opened for use by the 
public as a place for expressive speech by certain groups or for 
discussion of specific topics.56 Once opened, limited public 
forums  are governed by the same restrictions as the traditional public forum.
        The third category is non-public forum. In these forums, 
according to Wattenmaker, the state may issue reasonable regulations 
on speech that do not discriminate on the basis of the speaker's 
viewpoint. "Nonpublic fora include government property that is 
reserved for specific governmental purposes on the principle the 
state has the power to preserve the property under its control for 
the use to which it is lawfully dedicated,"57 stated Wattenmaker.
        The public forum doctrine is central to the debate 
surrounding in-school advertising controversy. In the context of 
speech in public schools, the application of the public forum 
doctrine has generally led to decisions in favor of the government's 
ability to regulate speech.58 The Court has often found the medium in 
question to be a nonpublic forum, thus affording schools great 
regulatory latitude.59
        Who has the power to determine if and how school advertising 
can be regulated is a question that has sparked lively debate between 
state and local authorities. "In considering these questions, 
decisional bodies must address several unsettled issues of law," 
according to Newsome.60
        In response to the Channel One controversy, state boards of 
education have had to decide whether to formulate statewide policies 
on the issue or defer to local discretion, said Newsome. In one 
influential decision, North Carolina v. Whittle Communications,61 the 
North Carolina Supreme Court took on the task of refereeing the 
state/local power struggle.
        North Carolina v. Whittle is a prime example of the 
difficulties inherent in the state versus local authority debate, 
according to Newsome. She stated, "Many state statutory schemes 
provide only general guidelines for choosing non-textbook materials. 
State provisions often grant supervisory control over a state school 
system to the state board, and then invest authority over certain 
curriculum choices in local bodies. This inevitably leads to 
arguments over whether the local decisions remain under state 
supervision."62 She concluded, "In the absence of legislation 
governing the division of power between state and local authorities, 
courts lack standards for resolving such disputes."63
	The right to be free from unwanted speech is also critical to 
in-school advertising regulation. Newsome stated, "This right must be 
protected when the speech in question threatens an individual's 
autonomy."64 However, in Public Utilities Commission v. Pollack,65 
the Supreme Court considered a case based on privacy concerns similar 
to those in the in-school advertising debate, according to Newsome. 
In Pollack, several commuters claimed that commercial radio 
broadcasts on public buses violated their First Amendment rights to 
privacy.66 The Court rejected the claims, reasoning that the 
passengers were not entitled to the same level of protection as they 
enjoy in their homes because they had entered a public place.67
	A Nevada court reached a seemingly contradictory ruling in Vance v. 
Judas Priest.68 Citing a Nevada court's ruling, Newsome wrote, "If an 
individual has the right to receive information and ideas expressed 
by others with whom he or she may philosophically, socially, 
religiously, or politically agree or disagree, he must also have the 
reciprocal right to refuse to receive such information and ideas."69 
Following the logic of Vance, particular aspects of Channel One might 
abridge the constitutional right of students to be free from forced 
commercial speech, according to Newsome.
	In her conclusion, Newsome stated, "Officials at all levels of 
authority have generally failed to take student interests into full 
account."70 Newsome stated that in order to protect student 
interests, policymaking on such issues needs to be undertaken on a 
statewide rather than a local level. She concluded, "As legal 
disagreements continue to emerge, legislators, regulators and judges 
will need to address the fundamental concerns fueling the controversy."71
        The scholarly literature on advertising in public schools 
depicted in-school advertising as a serious and evolving concern to 
students, teachers, administrators, local and state school boards, 
and to American society in general. The literature identified and 
categorized the variety of advertising practices currently in use in 
America's public schools. It also detailed the arguments on both 
sides of the issue and the debate between state and local powers, and 
outlined the law applicable to the topic. Finally, the literature 
reflected opinions on how to best proceed in the regulation of 
commercial speech in public schools. This thesis will provide a more 
detailed examination of the history and current status of advertising 
in schools, and an analysis of the significant legal issues raised by 
in-school advertising cases.
Research Questions and Methods
        This paper will address the following research questions: 1) 
What are the significant legal issues surrounding advertising in 
public schools? 2) How have the courts addressed these issues? 3) 
What do their decisions suggest about the legal rights of advertisers 
to market their products on school grounds? These questions will be 
addressed using U.S. Supreme Court decisions on the rights of school 
administrators to regulate expression on school grounds and the First 
Amendment rights of advertisers, along with the few lower court 
decisions concerning in-school advertising will be analyzed.
        Cases involving commercial speech at the university level 
were excluded for the purposes of this thesis. Inclusion of such 
cases would significantly broaden its scope and bring an expansive 
variety of issues into play such as commercial involvement in college 
athletics. This paper does not address cases centering on student 
speech rights, the right to regulate the speech of children more than 
that of adults, or on the rights of students to distribute 
non-curricular publications on school grounds. It focuses only on 
cases that consider, as a central issue, the right of a school body 
to prohibit commercial advertising within the confines of the school, 
on school grounds, or in school-sponsored publications, and on cases 
dealing with the right of an advertiser to force a school to accept 
its advertisement.
Identification and Analysis of Significant Legal Issues
    Despite the wealth of controversy on the subject of in-school 
advertising, few court cases have specifically focused on the topic. 
Six reported, relevant cases were identified.72 From those cases, 
five major issues were determined to be most significant to the 
in-school advertising debate. They are 1) Does the power to regulate 
in-school advertising reside at the state or local level? 2) What 
constitutes state action in in-school advertising cases? 3) What have 
the courts said about schools, student publications, and school 
grounds as public forums? 4) What "substantial" interest(s) justify 
regulation of in-school advertising? 5) How are in-school advertising 
regulations properly written?
    It is impossible to discuss free expression in U.S. public 
schools – commercial or otherwise – without an understanding of two 
landmark cases, Tinker v. Des Moines Independent Community School 
District73 and Hazelwood School District v. Kuhlmeier.74 Neither of 
these cases focused on advertising in public schools. Yet, the U.S. 
Supreme Court's analyses in these cases have been instrumental in 
deciding nearly all in-school advertising cases that have followed.
    In Tinker, students from a Des Moines, Iowa, school protested the 
Vietnam War by wearing black armbands in school. Pursuant to a policy 
adopted by school officials, the students were sent home from school 
and suspended until they returned without the armbands.  The students 
claimed their First Amendment rights were violated by the school's actions.75
    In its opinion, the Court noted that school officials had a 
comprehensive authority to set rules in the school. However, those 
rules had to be consistent with the First Amendment rights of the 
students.76 The Court wrote that students do not "shed their 
constitutional rights to freedom of speech or expression at the 
schoolhouse gate."77
    The Court upheld the right of students to wear the black armbands 
in silent protest. Two aspects of the Court's opinion are especially 
significant. First, the Court said the First Amendment protected 
speech in schools as long as it was not disruptive, obscene, or 
violative of the rights of other students.78 Second, the Court 
stressed that the school had permitted other political symbols to be 
worn and that the school could not single out armbands worn in 
protest of the Vietnam War.79 It found that the regulation in 
question was directly related to the school's desire to suppress a 
particular viewpoint.
    However, in 1988, the Court upheld the censorship of a 
non-disruptive student newspaper in Hazelwood School District v. 
Kuhlmeier. In Hazelwood, the Court upheld the principal's decision to 
delete articles concerning teen pregnancy and divorce from the 
student newspaper, Spectrum.
    Central to the decision was the Court's ruling that Spectrum was 
not a public forum.80 Spectrum was a student newspaper produced for 
academic credit as part of a journalism class under the supervision 
of a faculty advisor. The Court said Spectrum was a nonpublic forum 
because it had never been dedicated "by policy or practice" for use 
by the public. According to the Court, it was constitutional for the 
principal to remove the articles to protect younger students from 
inappropriate material, to allow the school to dissociate itself from 
expression it disliked, and to protect the privacy of students and 
their parents.81 The decision allows for censorship of expression 
bearing the imprimatur82 of the school if reasonable regulations 
serve the school's educational purposes.
    Tinker and Hazelwood created law for regulating of free 
expression in public schools. Tinker is significant to the in-school 
advertising debate for its analysis of non-disruptive, in-school 
speech. It also stated that all regulations must be 
viewpoint-neutral. Hazelwood created a public forum analysis with 
regard to in-school expression and stated that regulation of 
school-sponsored expression need only be reasonable to remain 
consistent with the First Amendment. While these decisions may appear 
to be at odds with one another, both illustrate the Court's 
recognition of the school environment as a unique environment for the 
regulation of free expression.
Does the power to regulate in-school advertising reside at the state 
or local level?
	The U.S. Supreme Court has provided no guidance on this issue. 
Individual state constitutions and statues vary with regard to 
regulatory authority for such matters. Generally, control has been 
given to individual state legislatures. State legislatures have ceded 
broad discretion to state boards of education to make decisions that 
affect the school environment. State boards of education frequently 
defer to local school districts to make important decisions, 
reasoning they are the most familiar with their own needs.83 However, 
conflict has arisen when state and local authorities substantively 
disagree on how to best address certain issues.
        Two in-school advertising cases have raised this issue, 
Dawson v. East Side Union School District84 and North Carolina v. 
Whittle Communications.85 In both cases, regulatory control of 
Channel One contracts was left to the discretion of local governing 
bodies. In Dawson, a California appellate court heard an appeal 
brought by acting Superintendent of Public Instruction William 
Dawson. Dawson sought to prohibit California schools from entering 
into Channel One contracts on the basis that state law and the 
California Constitution did not permit such contracts. At the time of 
Dawson's initial claim, defendant East Side Union High School 
District was considering installing Channel One in its classrooms. 
The trial court had rejected Dawson's claim, concluding Channel One 
may be lawfully used by a school district only so long as the 
students are not coerced to view the advertisement.86  The Sixth 
Appellate Court of California affirmed the trial court's ruling and 
allowed local school districts to enter into Channel One contracts.
        Dawson was decided on several principles of law. Of 
particular importance here is the court's analysis of whether state 
or local officials had the right to regulate commercial speech in 
California schools. A 1849 mandate in the California Constitution 
gave primary authority over public education to the state 
legislature.87 However, the California Constitution, and the 
Legislature itself, ceded substantial discretionary control to local 
school districts. According to Dawson, the California Legislature had 
explicitly recognized that because of economic, geographic, physical, 
political, educational, and social diversity, specific choices about 
instructional materials need to be made at the local level.88 Thus, 
California school districts and local school boards have been 
recognized as having diverse needs unique to their individual 
communities and programs, and therefore as having the authority and 
flexibility to create their own solutions.89
        In October 1990, California's State Board of Education 
adopted a resolution headed, "Use of Commercial Television 
Advertising in the Classroom."90  The resolution stated the Board's 
belief that "decisions concerning the use of commercial products and 
services are within the decision making authority of the local 
governing boards, consistent with state law."91
        The Dawson court concluded, "It follows that courts should 
give substantial deference to the decisions of local school districts 
and boards within the scope of their broad discretion, and should 
intervene only in a clear abuse of that discretion."92 As a result, 
it is generally permissible and appropriate for local boards in 
California to make educational decisions based upon their personal, 
social, political, and moral views.
	A similar set of circumstances was present in North Carolina v. 
Whittle Communications. In July 1989, Whittle made a presentation 
concerning Channel One to officials at the N.C. State Department of 
Public Instruction. Following that presentation, Whittle began making 
presentations to local school boards in the fall of 1989. The 
Davidson County Board of Education entered into a Channel One 
contract in January 1990. The Thomasville City Board of Education 
entered into its contract with Whittle on February 8 of the same 
year. However, on February 1, 1990, the State Board of Education had 
adopted a temporary rule prohibiting local school boards from 
entering into Channel One contracts. When the temporary rule was 
adopted, the State Board of Education decided it would not be made 
retroactive and therefore did not apply to the Davidson County contract.93
	Soon thereafter, the state's Administrative Rules Commission94 sent 
a letter to the State Board of Education stating that the Commission 
objected to the temporary rule "due to lack of authority for use of 
the temporary rulemaking procedure and lack of statutory authority 
for the rule."95 The State Board of Education then met and voted to 
amend its rule to make the rule retroactive to existing contracts. 
The State Board of Education also voted to file suit against Whittle 
and Thomasville. Davidson County was not initially named in the suit 
since its contract was entered into prior to the February first 
temporary rule. The superintendent of Public Instruction and the 
State of North Carolina joined the State Board of Education in its suit.96
        The lawsuit asked the court to declare void and unenforceable 
the contract entered into by Whittle and Thomasville on the grounds 
that the contract was contrary to the rule adopted by the State Board 
of Education, was contrary to public policy, and violated the North 
Carolina Constitution. The complaint also sought to enjoin 
Thomasville and Whittle from implementing their contract and to 
enjoin Whittle from contracting with other local school boards in 
North Carolina.97
        Whittle and Thomasville filed counterclaims. The counterclaim 
asked that the court declare the contracts executed by Whittle and 
Thomasville to be valid and enforceable, declare the temporary rule 
to be unlawful and unconstitutional, and permanently enjoin the State 
Board of Education from enforcing the rule. Davidson filed a motion 
to intervene as a co-defendant.98 Wake County Superior Court Judge 
Joseph Stephens held the temporary rule adopted by the North Carolina 
Board of Education to be invalid and thus void for lack of subject 
matter jurisdiction.99 Stephens allowed Whittle's motion to dismiss 
the case, concluding that the contracts were valid, lawful, and 
enforceable under North Carolina law.100
        In its appeal, the State of North Carolina asked the Supreme 
Court of North Carolina to determine whether the trial court erred in 
its determination. The North Carolina Supreme Court stated, "We 
conclude that the State Board of Education did not have the authority 
to promulgate a temporary rule governing this contract because the 
contract involves supplementary materials, an area which the General 
Assembly has delegated to the local school boards to oversee."101 The 
court continued, "We further conclude that this contract does not 
violate the North Carolina Constitution and is not contrary to public 
policy."102
        The North Carolina Supreme Court pointed to a provision in 
the North Carolina Constitution that states, "The State Board of 
Education shall supervise and administer the free public school 
system and make all needed rules and regulations thereto, subject to 
laws enacted by the General Assembly."103 Thus, the court turned to 
the statutes of the General Assembly to determine whether it had 
enacted laws that would limit the power of the State Board in the 
area of the selection of materials such as Channel One. The court 
deemed Channel One to fall into the category of supplementary 
instructional materials.
        The North Carolina Supreme Court concluded, "Since Channel 
One is a supplementary instructional material and since the General 
Assembly placed procurement of such materials under the control of 
local school boards, the State Board acted in excess of its authority 
in enacting this rule because the State Board had no authority to 
enact a rule on this subject." The court affirmed the trial court's 
order dismissing the plaintiff's complaint.
        Thus, the courts in both Dawson and North Carolina v. Whittle 
found regulatory authority in Channel One matters to reside at the 
local level. However, each court pointed out that its ruling 
pertained only to the matter of Channel One contracts. In Dawson, the 
court determined the advertising content of Channel One to be 
"incidental to the use of educational materials reasonably necessary 
to a valid educational purpose."104 In North Carolina v. Whittle, the 
court determined Channel One to be "supplementary instructional 
material."105 One is left to wonder about how the court might rule in 
a case that involved purely commercial speech. Yet, together, Dawson 
and North Carolina v. Whittle serve as a strong indicator that the 
courts will interpret state constitutions and statutes to decide 
matters of state versus local control of in-school advertising in 
favor of the local educational body.
What constitutes state action in in-school advertising cases?
        	State action refers to government involvement in the 
abridgement of one's rights. In determining whether a particular 
action is governmental in character, it is relevant to examine the 
extent to which the actor relies on governmental assistance and 
benefits.106 The Court has said that it must determine "whether the 
private party charged with the deprivation could be described in all 
fairness as a state actor."107 The term "state actor" refers to those 
acting on the government's behalf.
        The United States Court of Appeals for the First Circuit 
stated, "The essential state action question is whether the 
government has been sufficiently involved in the actions challenged 
by the plaintiff so that it can be deemed responsible for the 
plaintiff's injury. If there is no state action, then the court may 
not impose constitutional obligations on private actors."108 Thus, 
for speech to receive First Amendment protection, it must be 
proscribed by a state actor, such as a principal or school district.109
        It is important to understand the concept of state action as 
it applies to in-school advertising. Several cases examined in this 
paper involve state action. However, only one case, Yeo v. Town of 
Lexington,110 used it as the central issue in reaching its 
conclusion. In Yeo, the court allowed for the rejection of an 
advertisement due to total editorial autonomy on the part student 
editors. Since school officials were not involved in any way with the 
rejection of the proffered advertisement, the court found no state 
action, and thus no censorship that violated the First Amendment
        In Yeo v. Town of Lexington, the speech interests of both 
parties were raised by the decision of two public high school student 
publications – the newspaper and the yearbook – not to publish an 
advertisement. The advertisement was submitted by the parent of a 
student, Douglas Yeo, and promoted sexual abstinence. Yeo submitted 
the ad in response to a decision by the Lexington, Massachusetts, 
School Committee to make condoms available to students without 
parental permission. Yeo had campaigned against the policy and lost. 
The two high school publications refused to publish the ads on the 
grounds that each had an unwritten policy of not running political or 
advocacy advertisements.111
        Yeo's initial action against the Town was dismissed on the 
defendant's motion for summary judgment.112 A federal district court 
judge in Massachusetts concluded that no state action had been shown. 
A panel of the United States Court of Appeals for the First Circuit 
reversed, holding that summary judgment should be entered for Yeo on 
his claims that there was state action. The court then granted en 
blanc113 review and withdrew the panel opinion. Ultimately, the en 
blanc court affirmed the decision of the district court and entered 
summary judgment for the defendants on the ground that state action 
was not shown.114
	In its decision, the appellate court stated, "This is a situation in 
which the government actors – the school officials acting under a 
statute of the Commonwealth of Massachusetts – have chosen to grant 
editorial autonomy to the high school students."115 Citing the U.S. 
Supreme Court, the Yeo court stated, "We recognize that the First 
Amendment, the terms of which apply only to governmental action, 
ordinarily does not itself throw into constitutional doubt the 
decisions of private citizens to permit, or to restrict, speech. This 
is so even where those decisions take place within the framework of a 
regulatory regime."116
	The court pointed out that Yeo had sued only those individuals who 
were public school officials. They are concededly state actors. 
However, the action of which Yeo complained was an action taken 
solely by the students, who are neither state actors nor parties to 
Yeo's suit. Therefore, the First Amendment does not apply to them and 
does not restrict their right to censor the contents of their publication.
What have the courts said about schools, student publications, and 
school grounds as public forums?
	The values embodied in the First Amendment require the government, 
under certain circumstances, to provide members of the public with 
access to its facilities for the purposes of speech. Certain state 
facilities, which may be appropriately used for communication, enjoy 
special constitutional status as public forums.117  In these public 
forums, the First Amendment narrowly circumscribes the government's 
power to exclude or regulate speech. However, the state's mere 
ownership or control of a facility does not in itself guarantee 
public access under the First Amendment.118 Similarly, merely 
permitting access to a government facility does not necessarily open 
it for use as a public forum.119 In nonpublic forums, the state has 
great latitude in proscribing speech but may not act unreasonably in 
doing so.120
	In Perry Education Association v. Perry Local Educators Association 
and Cornelius v. NAACP Legal Defense Fun, the Supreme Court 
identified three types of forums. These include the traditional 
public forum, the limited public forum, and the nonpublic forum. The 
public's right of access and the type of limitations the state may 
impose on speech vary depending upon the type of forum that has been created.
	The Court stated that in the traditional public forum, such as 
streets and parks, the government may not prohibit all communicative 
activity. For the state to enforce a content-based exclusion it must 
withstand strict scrutiny to show that its regulation is necessary to 
serve a compelling state interest and that it is narrowly drawn to 
achieve that end. The state may also enforce content-neutral time, 
place, and manner restrictions on expression.
        The limited public forum consists of "public property that 
the state has opened for use by the public as a place for expressive 
activity," according to the Court in Perry and Cornelius. A limited 
public forum may be open to the public for discussion of all topics, 
or there may be limitations on the groups allowed to use the forums 
or the topics that can be discussed. Thus, a limited public forum may 
be open to certain groups for the discussion of any topic, or the 
entire public for the discussion of certain topics, or some 
combination of the two. The government is under no obligation to 
create a limited public forum. However, once the state has created a 
limited public forum, its ability to impose further constraints on 
the type of speech permitted in that forum is quite restricted.
        A nonpublic forum is public property, such as a military base 
or jail, that is not by tradition or designation a forum for public 
communication. The Court has recognized that this type of forum is 
governed by different standards than traditional and limited public 
forums. The state may reserve nonpublic forums for their intended 
purposes as long as the regulation on speech is reasonable. However, 
the Perry Court also stated, "The existence of reasonable grounds for 
limiting access to a nonpublic forum will not save a regulation that 
is in reality a façade for viewpoint-based discrimination."121
        This public forum determination is central to the in-school 
advertising debate. San Diego Committee Against Registration for the 
Draft (CARD) v. Grossmont Union High School District and Planned 
Parenthood of Southern Nevada v. Clark County School District are two 
in-school advertising cases that hinged on the public forum 
classifications of school publications. These cases are important 
because they illustrate judicial activism122 with regard to the 
public forum doctrine within public schools.
	In CARD, the plaintiff appealed a federal district court's denial of 
its request to enjoin the Grossmont Union High School District from 
rejecting an anti-draft advertisement for placement in a number of 
the district's student newspapers. CARD was a non-profit organization 
located in San Diego County. At the time of this case, it was 
actively involved in counseling young men on alternatives to 
compulsory military service. The board is the governing body of the 
Grossmont Union High School District.
	In 1982, CARD sought to purchase advertising space from five student 
newspapers published by high schools within the Grossmont Union 
District. According to CARD, its advertisements were directed toward 
providing information and counseling to male students regarding 
alternatives to military service. CARD's request was ultimately 
referred to the principals of the five schools. The principals then 
requested that the superintendent of the school district issue a 
policy statement.
        The superintendent issued a directive instructing all 
principals to reject CARD's advertisement on the grounds that 
publication of the advertisements would contribute to illegal acts on 
the part of the district's students. The following year, CARD filed 
an administrative claim123 with the board in which it sought reversal 
of the superintendent's decision.  CARD's claim was rejected. CARD 
then filed suit against the board alleging its actions had violated 
CARD's rights under the First and Fourteenth Amendments. CARD argued 
that because the board had regularly permitted advertisements 
advocating military service by various recruitment offices, the board 
could not constitutionally exclude CARD's advertisement of the 
opposing viewpoint.
	The district court found the newspapers in the Grossmont Union 
District to be "limited in nature as a public forum."124 As a limited 
public forum, "There may be limitations on the groups allowed to use 
the forums or the topics that can be discussed."125 However, in a 
limited public forum, "content-based restrictions must be narrowly 
drawn to effectuate a compelling state interest."126 The district 
court also found the military recruitment ads the papers had run to 
be non-political. Finally, the district court found that board's 
policies of permitting publication of student political speech and 
limiting non-students' access to the paper for commercial speech were 
reasonable in light of the purpose of school publications.127 The 
district court entered an order denying CARD's request for a 
preliminary injunction.
	On appeal, the United States Court of Appeals for the Ninth Circuit 
used a public forum analysis to determine whether the school district 
could exclude CARD's advertisements after accepting advertisements 
expressing a competing viewpoint on the same topic. The appellate 
court rejected the school board's claim that student newspapers were 
a nonpublic forum. Instead, the court said the papers were a limited 
public forum. In making this determination, the court considered what 
type of forum the government had intended to create.
	The CARD court stated, "the evidence before us clearly indicates an 
intent to create a limited public forum."128 The court stated that 
newspapers, including the board's, are devoted entirely to expressive 
activity and that everything in them, including advertising, is 
speech. The court found that under the test enumerated in Cornelius, 
"the board's newspapers, like most other school newspapers, 
constitute, at minimum, a limited public forum of the type found in 
Widmar."129 The CARD court pointed out that the board allowed 
non-student members of the general public to avail themselves of the 
forum as long as their speech consisted of advertisements for goods, 
services, or vocational opportunities for students. Again, the court 
concluded, "because the newspapers are open to the entire public for 
the discussion of these limited topics, the board has created a 
limited public forum of the type found in City of Madison."130
	Thus, the court concluded that the newspapers in CARD were a limited 
public forum. While the board disagreed, claiming it had not opened a 
limited public forum, the court turned to the school's actions rather 
than its words to draw its conclusion. The court wrote, "The board's 
actual policy and practice lead, under Cornelius, to the conclusion 
that the board has established the school newspapers as a limited 
public forum in which students can discuss any topic, and in which 
non-students can engage in commercial speech."131 Because the board 
on a number of occasions permitted the publication of advertisements 
advocating military service, there can be no question that the board 
intended to open the newspapers to advertisements on the topic.
        The court observed, "we hold that even if the board was 
correct in its assertion that the school newspapers are a nonpublic 
forum, its conduct still violated the First Amendment because its 
refusal to accept CARD's ads was unreasonable and constitutes 
viewpoint-based discrimination."132 The court stated that the 
differentiation in treatment between CARD's ad and that of the 
military recruiter was arbitrary, unreasonable, and thus impermissible.
        The CARD decision is important for two reasons. First, it 
said that school newspapers were a limited public forum, thus 
granting more power to potential advertisers seeking to force schools 
to accept their ads. Second, it said that even if the newspaper was a 
nonpublic forum, CARD still had a claim as the regulations were not 
proven to be reasonable and instead appeared to be viewpoint-based. 
It is important to note that Hazelwood was decided after CARD v. 
Grossmont Union High School District. It is difficult to speculate 
precisely how the CARD court might have implemented the U.S. Supreme 
Court decision in Hazelwood that determined school-sponsored 
newspapers are a nonpublic forum. However, one would assume that such 
a determination would have bolstered the school's right to reject 
CARD's advertisement and significantly hampered CARD's ability to 
successfully force the school to accept it in the courts.
	The Hazelwood decision played a large role in deciding Planned 
Parenthood of Southern Nevada v. Clark County School District.133 In 
Planned Parenthood, the plaintiff filed a suit seeking declaratory 
and injunctive relief against the Clark County School District. 
Planned Parenthood134 charged that the school district's refusal to 
publish its advertisements in school-sponsored publications violated 
its right to freedom of expression guaranteed by the First Amendment. 
The district court ruled in favor of the school district. The United 
States Court of Appeals for the Ninth Circuit affirmed that decision 
stating, "we conclude that the publications in question are a 
nonpublic forum and the restrictions on Planned Parenthood's 
advertisements are reasonable."135
        	The school district authorized its high schools to publish 
newspapers, yearbooks, and athletic event programs. The newspapers 
and yearbooks were published as part of the school district's 
journalism curriculum. The athletic programs were not published as 
part of any course curriculum.  The school district did not require 
its publications contain advertising. Instead, it authorized each 
high school principal to decide which publications will accept 
advertising. The school district also granted its high school 
principals discretion to both set guidelines for publishing 
advertising and to determine if a proposed advertisement satisfied 
those guidelines.
        In 1984 and 1985, Planned Parenthood submitted advertisements 
to the high schools in the district for publication in their 
newspapers, yearbooks, and athletic programs. The advertisements gave 
Planned Parenthood of Southern Nevada's address and listed their 
services including routine gynecological examinations, birth control 
methods, pregnancy testing & verification and pregnancy counseling 
and referral.  Most of the Clark County District publications 
rejected the advertisements. At the time of this lawsuit, ten high 
schools did not have their own written policies. Five schools did 
have written guidelines. The written guidelines of the high schools 
were substantially identical.  The guidelines provide that the 
individual high school reserves the right to deny advertising space 
to any entity that does not serve the best interest of the high 
school, the school district, and the community.
	Relying largely on the facts in CARD, the district court found that 
the school district's publications were a limited public forum for 
advertisements lawfully available to high school-age audiences; that 
the school district would be required to publish Planned Parenthood's 
advertisements unless the school could demonstrate a compelling136 
governmental interest not to do so; and that the school district had 
demonstrated no such compelling interest.137 The court ordered the 
parties "to confer and agree as the acceptable advertisements, or to 
submit to the court further evidence by which it could decide on the 
text of advertisements."138
	However, before the district court took further action, the Supreme 
Court decided Hazelwood. On the basis of Hazelwood, the district 
court issued a second order finding that the school district's 
publications were a nonpublic forum and that the refusal to accept 
Planned Parenthood's advertisements was reasonable.  Based on the 
Supreme Court's public forum analysis of student publications in 
Hazelwood, the district court entered judgment in favor of the school 
district. Planned Parenthood appealed.
The U.S. Court of Appeals for the Ninth Circuit stated that the issue 
presented on appeal was whether the school district violated the 
First Amendment by refusing to publish Planned Parenthood's 
advertisements in its school-sponsored publications. To resolve this 
dispute, the appellate court first identified the nature of the forum 
in question. The court stated that it must then determine whether the 
school district's justifications for rejecting the advertisements 
satisfy the standards applicable to that forum.
        In Planned Parenthood, the court stated, "The issue before us 
is whether the school district designated the publications as a 
public fora."139 The court turned to the recently written Hazelwood 
decision for guidance and looked primarily at the government's intent 
to determine the type of forum in question.140 As in Hazelwood, the 
student newspapers in question were determined to be nonpublic 
forums. The Planned Parenthood court wrote, "The government does not 
create a public forum by inaction or by permitting limited discourse, 
but only by intentionally opening a nontraditional public forum for 
discourse. We will not presume the government has converted a 
nonpublic forum into a designated public forum unless, by policy or 
practice, the government has demonstrated a clear intent to do so."141
        As in Hazelwood, Planned Parenthood's constitutional claims 
arise in the context of school-sponsored publications. Hazelwood 
requires that in such cases the First Amendment be applied, "in light 
of the special characteristics of the school environment."142 The 
Planned Parenthood court observed, "We must be mindful that nowhere 
has the Supreme Court suggested that students, teachers, or anyone 
else, has an absolute constitutional right to use all parts of a 
school building for unlimited expressive purposes."143
        In examining Clark County's advertising policy for its 
student newspapers and yearbooks, the court turned to a memorandum by 
its principal. The court stated it unequivocally illustrated intent 
to limit access to these publications. The court found nothing to 
indicate that the school district, by policy or practice, 
demonstrated a clear intent to create a public forum with respect to 
its yearbooks and newspapers. Although not published as part of any 
course curriculum, the district's athletic programs were also found 
to be governed by the memorandum, not intended for open public 
discussion, and thus a nonpublic forum.
        Planned Parenthood argued that the act of soliciting and 
accepting advertising from entities outside the school reveals intent 
to create a public forum. The court squarely rejected this 
contention, citing Lehman v. City of Shaker Heights.144 In Lehman, 
the city accepted ads from a variety of private companies and civic 
organizations for publication on public transit vehicles. However, 
consistent with its long-standing policy, city officials rejected a 
political advertisement. The Court held the city did not intend to 
create a public forum through mere acceptance of outside advertising 
on its property. The Planned Parenthood court wrote, "as Planned 
Parenthood would have it, the school district must either accept 
advertisements from no outside entity or accept them from every 
outside entity. Lehman ensures that the school district is not 
required to make such a choice.145
        In its conclusion, the Planned Parenthood court found the 
publication in question to be a nonpublic forum as defined in 
Hazelwood. As such, restriction on its content need only be 
reasonable. Furthermore, the court again pointed to the memorandum by 
the school's prinipal as a clear indication of the district's 
intention not to open its publications as a public forum and to 
reserve the right to regulate them as a nonpublic forum. Thus, the 
appellate court found no violation of the First Amendment and 
affirmed the district court's ruling in favor of the defendants.
        CARD and Planned Parenthood are important for several 
reasons. In CARD, the court found the publication to be a limited 
public forum, thus allowing advertisers more leverage to force the 
district to accept it advertisements than they would have had in a 
nonpublic forum. With regard to the district's intention to create a 
public forum, the CARD court turned to the district's actual policies 
and practices, instead of its stated intentions, in reaching its 
determination. Planned Parenthood relied heavily on the Supreme 
Court's Hazelwood decision and rejected the CARD decision, finding 
the newspapers in question to be nonpublic forums. The court found 
the schools clearly did not intend to create a public forum. 
Therefore, accepting advertising was determined not to be an 
all-or-nothing proposition for schools. Instead, schools were given 
wide latitude in deciding which advertisements to reject. This 
decision may serve as a devastating blow to advertisers seeking to 
force school districts to accept their advertisements.
What "substantial" interest(s) justify regulation of in-school advertising?
        The four-part test for determining the constitutionality of 
regulations on commercial speech was set forth by the Supreme Court 
in Central Hudson Gas & Electric Corporation v. Public Service 
Commission.146 Under the four-part test promulgated in Central 
Hudson, a court must first determine if the commercial speech in 
question is eligible for First Amendment protection, that is that it 
is for a legal product or service, is not false or misleading, and is 
not obscene. Second, a court must examine whether the government 
asserts a substantial interest in regulating the expression. 
Regulation of political speech burdens the government with having to 
prove a compelling interest. Commercial speech, which receives less 
First Amendment protection than political speech, can be regulated 
when the government demonstrates the lesser substantial interest.147
        The government has frequently met the second part of the 
Central Hudson test by demonstrating its substantial interest in 
preserving the health, safety, morals, and aesthetic quality of the 
community. If the commercial speech in question meets the second 
standard, the court must then determine whether the regulation 
directly advances the governmental interest asserted. If so, the 
court in the fourth step decides whether the regulation is as 
narrowly drawn as possible as not to incidentally sweep up other 
speech in its wake.148
        This section surveys the substantial interests asserted in 
the six reported in-school advertising cases. These substantial 
interests include protecting the health and safety of students, 
preventing substantial disruption of the school environment, 
preventing viewpoint discrimination and the perceived imprimatur of 
the school, preventing students as captive audiences and protecting 
student privacy, and promoting educationally suitable materials.
Protecting the Health and Safety of Students
        In Williams v. Spencer,149 a federal appeals court ruled that 
schools have a substantial interest in protecting the health and 
safety of students. In Williams, students Gregory Williams and Mark 
Gutstien brought suit against the Montgomery County Board of 
Education. They claimed that Springbrook High School in Montgomery 
County, Maryland, had violated their First Amendment rights. On 
appeal, the students sought an order enjoining school authorities 
from restricting distribution of their non-school sponsored paper, 
Joint Effort, on school grounds. The U.S. Court for Appeals for the 
Fourth Circuit affirmed the trial court's judgment in favor of the 
defendants. Elizabeth Spencer was the superintendent of schools for 
the county.
        During the 1976-77 school year, the plaintiffs published and 
distributed the first issue of Joint Effort, a self-styled 
underground newspaper designed for alternative student expression. 
The issue was distributed on school grounds with prior permission 
from the principal. The principal had no prior knowledge of the 
content of the publication. Following the success of the first issue, 
the plaintiffs published a second issue that contained various 
literary contributions, cartoons, and advertisements.
        Shortly after the second issue was distributed, faculty 
monitor Austin Patterson confiscated the remaining copies of the 
paper and gave them to the principal. Patterson had taken issue with 
a cartoon on the back of the paper that depicted him in a derogatory 
fashion. The principal upheld Patterson's seizure of the paper and 
banned distribution on school property.  As required by a district 
school policy entitled the Student Rights and Responsibilities Policy 
(S.R.R.P.),150 the school principal, within two days of halting 
distribution, stated in writing his reasons for the action.
        In his statement, the principal outlined two reasons for 
halting the distribution of the publication. The first stated that 
Joint Effort was found to be in violation of Section 4C of the 
S.R.R.P. The specific violation involved the depiction of a staff 
with clear racial overtones. The second violation, according to the 
principal, was an advertisement for the Earthworks Headshop, a store 
that specialized in the sale of drug paraphernalia. The advertisement 
primarily promoted the sale of a water pipe used to smoke marijuana 
and hashish. The ad also advertised paraphernalia used in connection 
with cocaine.151 This was found to be in violation of a section of 
the S.R.R.P. that prohibits the distribution of material that 
encourages actions that endanger the health and safety of students.
        The students sought several administrative appeals. Following 
those unsuccessful attempts, the students filed suit against the 
school board, the superintendent, and assistant superintendent, 
claiming the seizure violated their First Amendment rights and that 
the school's regulatory scheme was facially invalid.
        Regarding the alleged First Amendment violation, the district 
court considered only whether the presence of the ad for the head 
shop provided the school with the right to halt distribution of Joint 
Effort. It held that the school was justified in halting 
distribution. With regard to the facial invalidity of the guidelines, 
the court held that the health and safety regulation was not so vague 
as to violate First Amendment standards. Because of its reliance on 
the health and safety regulation, the district court did not address 
whether the school could halt distribution of the allegedly libelous 
material contained in the cartoon. The appellate court affirmed the 
district court's decision on the advertisement, making it unnecessary 
to consider the rule allowing the school to halt the distribution of 
allegedly libelous material.
        The plaintiffs in this case challenged the health and safety 
regulation in the S.R.R.P. as impermissibly vague and thus violative 
of the First Amendment. The Williams court disagreed, holding that a 
prior restraint regulation must contain precise criteria sufficiently 
spelling out what is forbidden so that a reasonably intelligent 
student will know what he may write and what he may not write. The 
court was not persuaded by the students' argument and found no merit 
to their claim that a reasonably intelligent high school student 
would not know that an advertisement promoting the sale of drug 
paraphernalia encourages actions that endanger the health and safety 
of students. The court stated, "Indeed the plaintiffs themselves 
concede that drug use is a harmful activity endangering health and safety."152
        Conspicuously absent from the Williams case is the four-part 
test of Central Hudson. This due to the fact that Williams was 
decided just prior to Central Hudson. Had the Central Hudson test 
been in place, the Williams court would have had to look no further 
than its first part to determine that the commercial speech at issue 
was not protected since it promoted an illegal product or service. 
However, even had the court determined the ad was for a legal product 
or service, it could have asserted a substantial government interest 
in protecting the health and safety of the students. Therefore, 
advertisers will have a high hurdle to pass in forcing schools to 
accept advertising for products that may be deemed to jeopardize the 
health, safety, and welfare of students.
Preventing Substantial Disruption to the School Environment
        Courts have recognized preventing substantial disruption to 
the school environment as a substantial interest in regulation 
in-school expression. The Supreme Court established a standard for 
measuring the compatibility of school speech with the school 
environment in Tinker. The Tinker test has two elements. First, 
student speech must reasonably lead school officials to forecast a 
substantial disruption. Second, school officials must present 
evidence to substantiate their belief.
        Although the Williams court ruled in favor of the school on 
the health and safety issue, the court also went on to address the 
substantial disruption issue. The court found no merit to the 
argument that the school officials had to demonstrate that the 
material had substantially disrupted school activities.153 The court 
noted that the Supreme Court's ruling in Tinker and several of its 
own decisions154 indicated that school authorities may exercise prior 
restraint on publications distributed on school premises in 
circumstances where they can reasonably forecast substantial 
disruption will result.
        The court continued, "Such disruption, however, is merely one 
justification for school authorities to restrain the distribution of 
a publication; nowhere has it been held to be the sole 
justification."155 In addressing the substantial disruption issue, 
the Planned Parenthood court also observed, "where the principal 
function of the property would be substantially disrupted by 
expressive activity, the court is particularly reluctant to hold the 
government intended to designate a public forum."156
        Determinations by the courts that substantial disruption 
qualifies as a substantial interest in regulating commercial speech 
in schools should serve notice to potential advertisers that 
disruptive advertisements will be rejected. Considerable precedent 
exists to allow school districts to restrict advertisements that may 
be determined to detract from the school's ability to perform its 
educational function.
Preventing Viewpoint Discrimination and the Perceived Imprimatur of the School
	In both Planned Parenthood and Yeo, schools successfully asserted 
the substantial interest of avoiding participation in viewpoint 
discrimination and the perception that they had endorsed a 
controversial viewpoint. The result has been increased discretionary 
control for the schools in rejecting would-be advertisers.
        Viewpoint discrimination has previously been addressed in 
this paper. In Tinker, the Supreme Court stressed that the school 
could not single out armbands worn in protest of the Vietnam War. It 
found that the regulation in question was directly related to the 
school's desire to suppress a particular viewpoint. Likewise, in 
CARD, the school district was not permitted to accept advertising 
from one side of a controversial issue and not the other. The court 
stated that the papers were not required to accept controversial 
advertisements, but once they did, they could not reject similar ads 
from opposing viewpoints. The regulations were found to be arbitrary, 
unreasonable, and were therefore unconstitutional.
	In Hazelwood, the Supreme Court upheld a principal's right to remove 
articles from a student newspaper to protect younger students from 
inappropriate material that the school disliked. The Hazelwood 
decision allowed for censorship of expression bearing the 
imprimatur157 of the school if reasonable regulations serve the 
school's educational purposes. Imprimatur of the school refers to the 
potential perception that the school has endorsed the viewpoint, 
product, or service in question.
    Similarly, in Planned Parenthood, the school district was allowed 
to reject an advertisement based on its content. The determining 
factor in that case was the Hussey memorandum, which clearly stated 
the school's desire to avoid the impression it endorsed a viewpoint 
at variance with its educational program. The Planned Parenthood 
court concluded that school newspapers, yearbooks, and athletic 
programs all bear the imprimatur of the school. Thus, the school was 
reasonable in attempting to ensure that the views expressed within 
those publications are not erroneously attributed to the school.158
    In its decision, the Planned Parenthood court stated, "A school 
is entitled to dissociate itself from speech wholly inconsistent with 
the fundamental values of public education."159 If a school "need not 
tolerate student speech that is inconsistent with its basic 
educational mission, then this must also be true for outside speech 
that is equally inconsistent."160 In Yeo, the student editors of the 
publications were even more cautious in adopting a policy of not 
accepting any political or social ads in an effort to remain 
viewpoint-neutral.
    While seemingly contradictory, these decisions indicate that the 
courts are increasingly willing to allow schools to regulate 
commercial speech on the basis of its content. When the school may be 
viewed as endorsing the product or service being advertised, the 
courts are particularly willing to allow such restrictions. Likewise, 
if an advertisement is deemed to be in conflict with the school's 
educational function or curriculum, the courts have ceded great 
regulatory power to the schools, even in cases of viewpoint discrimination.
Preventing Students as a Captive Audience and Protecting Student Privacy
	Citizens who are forced or compelled to receive speech are part of a 
captive audience. As such, citizens' privacy rights to be free from 
unwanted messages – commercial or otherwise – have been at raised in 
Supreme Court cases. In addition, state officials in North Carolina 
v. Whittle and Dawson successfully asserted a substantial interest in 
preventing the conversion of students into a captive audience for advertisers.
        These issues are significant to the in-school advertising 
debate for several reasons. First, the state has the right to compel 
student attendance in public schools. Also, most state constitutions 
contain a clause stating that taxation shall be used only for public 
purposes, and state tax dollars are used to fund public schools. 
Therefore, if a state forces attendance in schools, funds those 
schools with tax dollars, and then sells access to its students, the 
state may be viewed as having provided a captive audience to 
advertisers. Second, school officials are authorized to act en loco 
parentis, or in the best interest of school children in absence of 
their parents. However, schools' willingness to subject students to 
advertisements in schools has been viewed by some as a violation of 
that trust. Taken together, these issues have been at the heart of 
the debate of Channel One in schools.
        The Supreme Court addressed both captive audience and privacy 
issues in Public Utilities Commission v. Pollack.161 In Pollack, the 
Supreme Court considered a case based on the privacy concerns of 
commuters. The commuters claimed that radio broadcasts on public 
buses violated their rights to privacy, forcing them to listen to 
unwanted points of view as a captive audience. The Court rejected the 
claim reasoning that the passengers were not entitled to the same 
level of privacy that they enjoyed in their homes.
	Justice Douglas dissented. In his dissent Douglas asserted that "the 
right to be left alone, including the right to pick and choose what 
to listen to, is the very beginning of freedom."162 The right to 
privacy is grounded in the Constitution's protection of the 
fundamental autonomy of the individual.163 Justice Douglas echoed his 
dissent in Pollack in his concurrence in Lehman. He stated that an 
advertiser "has no right to force his message upon an audience 
incapable of declining to receive it."164 In Lehman, Douglas 
observed, "In asking us to force the transit system to accept his 
message, the petitioner overlooks the rights of commuters. In my view 
the right of commuters to be free from forced intrusions on their 
privacy precludes the city from transforming its vehicles of public 
transportation into forums for the dissemination of ideas upon this 
captive audience."165
        To address the captive audience issue in the context of 
public schools, it is necessary to revisit North Carolina v. Whittle 
and Dawson v. East Side Union High School District.  While the North 
Carolina case centered on the state versus local control issue, it 
also involved the captive audience argument. In Dawson, the court 
addressed students as a captive audience as the critical issue in 
making its determination.
        In North Carolina v. Whittle, the state board of education 
adopted a temporary rule that prohibited local school boards from 
entering into Channel One contracts. The rule provided, "Local school 
boards are obligated to assure that students, as a consequence of the 
compulsory attendance laws, are not made a captive audience for 
required viewing, listening to, or reading commercial advertising."166
        In the North Carolina case, the N.C. Supreme Court ruled that 
the Channel One contracts did not violate the North Carolina 
Constitution. As discussed earlier, the North Carolina court 
determined the temporary rule to be invalid on the basis that the 
state board of education did not have a right to enact the rule, not 
on the captive audience issue.  However, the temporary rule 
promulgated in North Carolina v. Whittle indicated that state boards 
of education were reluctant to serve students to advertisers as a 
captive audience.
        In Dawson, the court was asked to decide four questions on 
appeal, two of which are significant here. The first was whether the 
trial court correctly concluded that Channel One may lawfully be used 
only so long as the students are not coerced to view the 
advertisements. The second was whether the trial court properly 
granted injunctive relief that compelled a school district to adopt 
court-specified procedures by which students could choose not to 
watch Channel One.167
        While Channel One has been debated on its educational merits, 
its stated motive is to make a profit. To do this, it must be able to 
persuade advertisers that it is a viable medium for reaching teens. 
To do this, Whittle offers its free equipment and programming on the 
condition that participating schools provide the company with 
schools' attendance figures and enrollment data, and that the 
programming is shown to an agreed upon percentage of students on 95 
percent of school days. Basically, Whittle reserves the right to 
terminate its contracts with school districts if the audience is 
deemed insufficient to justify its expense.
        In Dawson, a California superintendent of public education 
took issue with Channel One's use of students as a captive audience. 
He suggested that even if legal, Whittle's proposal should be 
"resisted for ethical and educational reasons."168 The California 
official stated, "Parents entrust their children to our public 
schools. We have no right legally or morally to sell access to our 
students even if the schools benefit in return."169
        The appellate court in Dawson pointed to the record that 
indicated Whittle and the school district had an agreement that 
students would not be required to watch Channel One, but instead that 
Channel One would be an optional student activity. The court 
observed, "from the outset parents were advised that students could 
opt out of viewing Channel One with parental permission."170
        The trial court in Dawson took the position that the law is 
offended only if students are coerced directly or indirectly into 
viewing commercial material. The court concluded that there was no 
evidence of direct coercion; however the plaintiffs had demonstrated 
the reasonable possibility indirect coercion may exist on the part of 
faculty members. The court expressed the view that coerced or 
otherwise involuntary viewing of Channel One would be in violation of 
California law. On these bases, the trial court ordered that Whittle 
and the school district were "permanently enjoined and restrained 
from broadcasting Channel One in any classroom in which students are 
required to attend, except on the condition that formal policies and 
procedures insured viewing of Channel One was strictly voluntary."171 
The court concluded, "No student shall be required to view Channel 
One, nor shall a student's standing with the school be adversely 
affected by a decision not to view Channel One."172
        The trial court also ruled that parents of all students 
viewing Channel One would be informed in writing. Additionally, the 
school district was required by the court to provide a structured, 
supervised alternative activity. The appellate court agreed. After a 
lengthy discussion of all of the issues involved in the case, the 
Dawson court adjudicated the case primarily on the basis of the 
captive audience argument. While the court found Channel One to be 
legal and its contracts valid in California, it did allow for 
students to choose not to view the programming. The court wrote, "The 
parties to the contract may lawfully perform the terms of the 
contract so long no student is compelled to view Channel One, and no 
student's standing with his or her classroom teachers, school 
administration or school district is adversely affected by a 
student's decision not to view Channel One."173
        The Dawson decision will serve to restrict advertisers' 
access to students as a captive audience. The decision was a victory 
for those who challenge commercial advertising in schools on moral or 
ethical grounds. Similarly, Dawson was a victory for student privacy 
concerns. The ruling laid out clear guidelines for allowing students 
to choose what commercial advertising they are subjected to in 
schools.  Conversely, advertisers seeking the compelled attention of 
students may find them opting out of Channel One viewing. The ruling 
also struck a blow to Whittle, which must guarantee advertisers the 
highly desirable teen audience to justify its advertising revenues.
Promoting Educationally Suitable Materials
	State educational officials have asserted a substantial interest in 
maintaining the educational suitability of all materials used in 
schools, including those containing commercial content. State 
officials challenged Channel One contracts on the basis of the 
program's educational merits in both North Carolina v. Whittle and 
Dawson v. East Side Union High Schools. The educational suitability 
of Channel One was upheld in these cases. This is important to the 
in-school advertising debate because it illustrates tolerance by the 
courts for commercial advertising that is part of a larger, 
educationally valid tool.
        In North Carolina, the court held Channel One to be 
"supplementary educational materials."174 Therefore, control remained 
with the local school boards as mandated by the North Carolina 
General Assembly. It is unlikely the same determination would have 
been made had the Channel One programming been less educational and 
more commercial in nature.
        In Dawson, the court also deemed the Channel One programming 
to be educational. Borrowing language from Supreme Court decisions in 
Riley v. National Federation for the Blind175 and State University of 
New York v. Fox,176 Whittle asserted that the commercial portions of 
Channel One were "inextricably intertwined" with its educational 
content and that one could not exist without the other. Whittle also 
sought shelter under California law. According to the California 
Constitution, every activity of a California public school must be 
focused upon a valid educational purpose. However, California courts 
have recognized that activities and procedures other than those 
traditionally considered educational have been deemed suitable for 
educational purposes and thus not in conflict with the purposes of 
the school. Such materials are said to be merely "incidental to the 
use of materials reasonably necessary to a valid educational 
purpose."177 The Dawson court stated, "The commercial advertising 
embedded in the video programming known as 'Channel One' is, and 
remains, incidental to a valid educational purpose."178 Advertisers 
can use the Dawson decision as a touchstone in designing their own 
in-school advertising. According to the court in Dawson, there is 
room in public school for commercial speech, so long as it is 
inextricably intertwined with, or incidental to, a valid educational purpose.
How are regulations properly written?
	To determine how regulations of in-school advertising are properly 
written, this paper returns to the Central Hudson test. After the 
commercial speech in question has been deemed to be eligible for 
First Amendment protection and a substantial government interest has 
been asserted, the analysis turns to the third and fourth prongs of 
the test. Often taken together, these two prongs state that the 
regulation in question must directly advance the government's 
asserted interest and be narrowly drawn to address only that interest.
	The Supreme Court has, at times, assumed without hard evidence that 
a commercial speech regulation would advance a government interest. 
Such was the case in Posadas de Puerto Rico Associates v. Tourism.179 
In Posadas, the Court assumed that barring casino advertising in 
Puerto Rico would serve the government interest of keeping citizens 
out of casinos. The Court said it was reasonable for the Puerto Rican 
Legislature to believe casino advertising would cause an increase in 
gambling. However, since Posadas, the Court has been less willing to 
make such assumptions. More recent cases, such as Rubin v. Coors 
Brewing Co.180 and 44 Liquiormart, Inc. v. Rhode Island,181 have seen 
the Court strike down advertising regulations because there is no 
real evidence that they directly advanced the government's asserted interest.
	In addition to the third prong's mandate that a commercial speech 
regulation directly advance a government interest, the fourth part of 
the Central Hudson test states that a regulation must be narrowly 
drawn.182 The Court has stated that there must be a reasonable fit 
between the government interest and the proposed regulation.183 This 
criterion serves to limit the government's ability to enact broad 
regulations that may restrict truthful speech for lawful products. 
While Central Hudson is the landmark Supreme Court decision regarding 
the regulation of commercial speech, the preceding analysis of this 
chapter has shown the school to be a special environment for 
advertising. Therefore, it is important to examine the two cases from 
the case list in which schools were allowed by the courts to reject 
advertisements to see how regulations are properly written.
	In Planned Parenthood, the Clark County School District was allowed 
to refuse to accept an advertiser's ad based on its content. This was 
due in large part to the Hussey memorandum. Written before the ad was 
submitted, Hussey's memo was designed to "provide guidance" to 
principals as to what power they possess over advertising in their 
schools.184 The memo lists several categories of advertising it may 
exclude, including ads for drug paraphernalia, alcohol, and sexually 
explicit materials. It also stated that if advertising is allowed 
that promotes one side of a controversial issue, advertisements from 
the opposing viewpoint should also be accepted. All of the guidelines 
within the memo were found to be reasonable by the court.
	The student editors took a different approach in Yeo. Each student 
publication had an unwritten policy not to accept advocacy or 
political advertising. In making its determination, the Yeo court 
turned to the publications' actual practices rather than their 
unwritten policies to make its determination. It found the record 
supported the student editors' claims that they had never published 
any ad contrary to its policy.
	While Planned Parenthood was decided primarily on its public forum 
analysis and Yeo on the issue of lack of state action, important 
policy issues can be gleaned from both cases. First, for a school 
seeking to reserve the right to reject advertising, it is better to 
have a proactive rather than reactive policy. Second, policies are 
best written to contain regulations that will be found reasonable by 
the courts. Finally, schools should maintain not only policies, but 
also practices, that are consistent with the values of the faculty, 
students, and communities in which they operate.
Conclusion
        Schools find themselves in the unenviable position of having 
to both find new ways to generate auxiliary income and protect the 
best interests of students. The current status of in-school marketing 
may be best characterized as one of escalating bargaining power. 
Marketers and school administrators have become more savvy in their 
dealings with one another. As each group has embraced the practice of 
in-school advertising, it has developed increasingly elaborate 
mechanisms to fortify its negotiating position. Both groups appear to 
have dug in for the long haul as even in-school advertising's 
staunchest critics have conceded that the practice is here to stay.
        The preceding cases have shown that courts recognize schools 
as a unique environment for advertisers. The analysis has shown that 
regulatory power over in-school advertising most often resides at the 
local level. It has shown First Amendment claims can only be 
substantiated if state action has occurred in rejecting an 
advertisement and what was and wasn't state action. Student 
publications were found to be a nonpublic forum, and thus subject to 
any reasonable regulation. The analysis established protecting the 
health and safety of students, preventing substantial disruption of 
the school environment, preventing viewpoint discrimination and the 
perceived imprimatur of the school, preventing students as a captive 
audience and protecting student privacy, and promoting educationally 
suitable materials as the substantial government interests that have 
been asserted in the in-school advertising cases surveyed. It also 
identified characteristics of properly written regulations as 
narrowly drawn and proactive.
        Despite the controversy surrounding in-school advertising, a 
legal analysis found a disproportionately small number of cases 
specifically addressed the First Amendment rights of advertisers. Six 
cases were identified as relevant to the debate. The five major 
issues extracted from those cases were state versus local control of 
in-school advertising, state action in in-school advertising cases, 
schools as public forums, substantial government interests in 
justifying regulation, and how regulations of in-school adverting are 
properly written. These issues were addressed using decisions from 
the U.S. Supreme Court and all the in-school advertising cases.
        The analysis showed courts have found authority for 
regulating in-school advertising lies with local education officials. 
In both of the cases that discussed this topic, state educational 
bodies were unsuccessful in attempting to prevent local school boards 
from entering into Channel One contracts. Courts in North Carolina 
and California found decisions regarding commercial advertisers in 
schools were best made at the local level based on the familiarity of 
individual school districts with their own needs and resources.
        State action was a crucial criterion that potential 
advertisers must first prove to further a First Amendment claim. 
While the First Amendment provides advertisers with some protections, 
it does so only in cases where the government is implicated in 
limiting speech. Censorship by private actors does not bring 
constitutional obligations into question. In cases where rejection of 
a proffered ad was the result of students acting alone, courts found 
no state action and upheld the right of the publication to refuse to 
publish it.
        The courts have frequently employed a public forum analysis 
in deciding cases of in-school advertising regulation. Based on the 
cases reviewed, courts appear to be increasingly willing to rely on a 
school's intentions in creating a public forum, and not merely its 
policies and practices, in determining schools to be a nonpublic 
forum. Thus, schools have been allowed wide latitude to choose those 
advertisers they wish to accept and those they wish to reject.
        Several substantial interests that schools have asserted to 
justify their regulation of commercial speech were identified. They 
are protecting the health and safety of students, preventing 
substantial disruption to the school environment, preventing students 
as a captive audience and protecting student privacy interests, 
preventing viewpoint discrimination and the perceived imprimatur of 
schools, and promoting educationally suitable materials. Generally, 
the courts have decided cases in favor of a school's right to reject 
advertisements it deems to be at odds with its educational mission.
        Overall, as the presence of in-school advertising has grown, 
so too has the schools' authority to keep it out. The cases analyzed 
unanimously point to the conclusion that local school boards have 
virtual carte blanche in making advertising decisions. Thus, an 
advertiser hoping to force a school to accept its advertisements is 
faced with a daunting task. This thesis clearly shows an advertiser 
has very limited rights in forcing a school to accept its 
ads.  However, the scarcity of cases focusing on advertisers' 
attempts to force schools to accept their ads indicates litigation is 
often not needed. Local school boards have frequently welcomed most 
advertisers into schools.
Four types of in-school advertising currently provide the greatest 
fuel for debate. Advertising on school buses, exclusive soda contacts 
and vending machines, signs and billboards on school buildings, and 
technology-based learning aids are the most hotly contested 
incarnations of in-school advertising. The preceding analysis 
provides some guidance as to possible outcomes in cases regarding 
these types of advertising.
        All indicators point to advertisers as a fixture in U.S. 
public schools for the foreseeable future. However, this is not due 
to the limited First Amendment protection their messages receive. 
Instead, their presence is justified as a matter of educational 
utility resulting from strictly economic considerations. As long as 
schools remain under funded, local officials will continue to turn to 
private business as a resource to supplement their budgets. However, 
when doing so, school officials have been afforded great freedom by 
the courts to enact guidelines and policies that allow them to reject 
ads at their own discretion.
        Advertisers are enjoying unprecedented access to students in 
schools. However, an advertiser seeking to force a school to accept 
its advertisement has little legal recourse in doing so. Yet, 
marketers will continue trying to build customer retention and 
loyalty. Recognizing the lifetime value of the consumer, they attempt 
to build long-term, value-laden relationships by establishing product 
preferences from the earliest of ages. Schools provide an invaluable 
resource for research, development, testing, and sales that 
indoctrinate young consumers and breathe new life into the old 
Proctor & Gamble credo "from the cradle to the grave."
        Emerging from this analysis is the realization that there is 
an enormous amount of concern surrounding in-school advertising. 
There are heated issues and deeply held beliefs on either side of 
this debate. However, frequently both advertisers and schools 
officials need to educate themselves on the law of commercial speech 
in schools. For those that want advertisers out of public schools, 
the answer is frustratingly simple, find ways to inject more money 
into the system. Until that is accomplished, the school-business 
partnership cycle is destined to repeat itself as the dollar amounts 
and sophistication of school commercialism continue to escalate. 
Those seeking national, blanket prohibitions on in-school adverting 
are unrealistic. Furthermore, opponents of in-school advertising who 
are fighting this battle at the national level are missing the mark. 
Although this is an issue of national importance, all decision-making 
authority resides at the local level. Those attempting to affect 
change must direct their efforts to district, county, and local 
officials to have any chance of success. Until they do, they are 
merely spinning their wheels.
1 Jef I. Richards, Ellen A, Wartella, Cynthia Morton & Lisa Thompson, 
Children and Television: The Growing Commercialization of 
Schools,  557 ANNALS AM. ACAD. POL. & SOC. SCI. 148 (1998).
2 Amy Aidman, Advertising in Schools, Eric Digest ED389473  (December 
1995), available at http://www.ed.gov/databases/Eric_Digests/ed389473.html.
3 Richards et al., supra note 1, at 151.
4 Commercialism in Education Research Unit (CERU) conducts research, 
disseminates information, and helps facilitate a dialogue between the 
education community, policy makers, and the public at large about 
commercial activities in schools. CERU is the only national academic 
research center dedicated to schoolhouse commercialism.
5 CERU defines the sponsorship of programs and activities as 
corporations paying for or subsidizing school events and activities 
in return for the right to associate their name with the events and 
activities.
6 CERU defines incentive programs as programs that provide awards, 
goods, or services to a student, school, or school district when 
students, parents, or staff engage in a specified activity or 
demonstrate particular behaviors. They serve a variety of purposes 
including encouraging students to read, to stay in school, to improve 
standardized test scores, and to stay out of trouble.
7 Alex Molnar & Jennifer Morales, Commercialism @ Schools, 58 
EDUCATIONAL LEADERSHIP 39, 38-44 (2000).
8 Consumers Union Report, Captive Kids: a Report on Commercial 
Pressures on Kids at School (1998), available at 
http://www.igc.org/consunion/other/captivekids/summary (last visited 
Nov. 25, 2005).
9 Id.
10 Id.
11 Id.
12 Id.
13 Gary Ruskin, Good News on School Commercialism (2001), Commercial 
Alert, available at 
http://lists.essential.org/pipermail/commerical-alert/2001/000065.html 
(last visited Nov. 22, 2001).
14 Robert A. Weisenfeld, Comment, Paraphernalia Advertising at the 
Schoolhouse Gate: Williams v. Spencer and the Restriction of Student 
Speech, 62 B.U. L.REV. 1029, at 1030 (1982).
15 Richards et al., supra note 1, at 151.
16 Id.
17 Id.
18 Id
19 Id.
20 Id. at 153.
21 Id.
22 Id.
23 Id. at 155.
24 Id.
25 Id.
26 Id.
27 Id. at 154.
28 Id.
29 Kathy Brittain McKee & Eric Haley, Regulating Channel One Within 
Public Schools: Precedents and Parameters, 16 COMM. & L. 37 (1994).
30 Jason Vauhgn, Big business and the Blackboard: A Winning 
Combination for the Classroom? 26 J.L. & EDUC. 35, 36 (1997). 
"Faustian Bargain" refers to a character for Johann Wolfgang von 
Goethe's 1883 novel, "Faust: Part One" in which the title character, 
Dr. Faust, makes a pact with the devil for supernatural powers. The 
term has come to represent the negative consequences of making a deal 
with the devil.
31 Cynthia Newsome, Pay Attention: A Survey and Analysis of the Legal 
Battle Over the Integration of Forced Television Advertising into the 
Public Curriculum, 24 RUTGERS L.J. 281, at 283 (1992). "Trojan Horse" 
is a commonly used metaphor originating in Greek mythology. According 
to myth, the Greeks were at war with the inhabitants of the walled 
city of Troy. The Greeks built an enormous wooden horse and left it 
outside the gates of the city. The Trojans, told that the horse was a 
gift to the goddess Athena, wheeled the horse inside the city. That 
night, Greek soldiers emerged from the horse, opened the city gates, 
and let the rest of the Greek army in. Today, "Trojan horse" is a 
metaphor for a tactic used to defeat an adversary from within and is 
often used when describing strategy.
32 Id.
33 Christina Lee Dasinger, Students for Sale: The Regulation of 
Televised Commercial Advertising in Public Schools, 20 LAW & PSYCHOL. 
REV. 197, 214 (1996).
34 Id. at 199-200.
35 Id. at 210. See also Dawson v. East Side Union High School 
District, 28 Cal. App. 4th 998 (1994).
36 McKee et al., supra note 29, at 39.
37 Micheal Hoefges & Milagros Riveria-Sanchez, Vice Advertising and 
the Supreme Court's Commercial Speech Doctrine: The Shifting Central 
Hudson Analysis, 22 HASTINGS COMM. & ENT. L.J. 345 (2000).
38 McKee, supra note 29, at 40-43.
39 In Tinker, a school district's principals passed a regulation that 
prohibited students from wearing black armbands protesting the 
Vietnam War. Students who ignored the regulation were suspended. 
Students sued the school district claiming their First Amendment 
right to freedom of expression had been violated.
40 McKee, supra note 29, at 40.
41 Id. at 40.
42 Board of Education v. Pico, 457 U.S. 853 (1982).
43 Id.
44 Id. at 871.
45 McKee, supra note 29, at 42.
46 Hazelwood School District v. Kuhlmeier, 484 U.S. 260, 271 (1998).
47 Id. at 266.
48 McKee, supra note 29, at 43.
49 Id. at 45.
50 Id.
51 Id. at 50.
52 Benjamin Wattenmaker, Yeo v. Lexington: Abridging Rights of 
Publication in Student Newspapers, 40 B.C.L. REV 573, 580 (1999).
53 Id.
54 Id.
55 Id. at 581.
56 Id.
57 Id.
58 Recent Case, First Amendment – Freedom of Speech—School District 
May Exclude Advertisement from School Newspaper, 105 HARV. L. REV 597 (1991).
59 Wattenmaker, supra note 52, at 597 (referring to Hazelwood and 
Planned Parenthood).
60 Newsome, supra note 31, at 283.
61 North Carolina v. Whittle Communications, 402 S.E.2d 556 (N.C. 1991).
62 Newsome, supra note 31, at 298.
63 Id.
64 Id. at 307.
65 Id. at 305.
66 Public Utilities v. Pollack, 343 U.S. 451 (1952).
67 Id. at 464.
68 Vance v. Judas Priest, 16 Media L. Rep.2241, 2249 (Nev. Dist. Ct. 
1989).  In Vance v. Judas Priest, parents of a teen who attempted 
suicide after listening to music by the band Judas Priest claimed 
their son's constitutional privacy rights had been violated due to 
subliminal messages encouraging suicide in the music. The court found 
the freedom to be free from such messages to be fundamental and 
outweighed the band's First Amendment rights of expression.
69 Newsome, supra note 31, at 308.
70 Id. at 319.
71 Id.
72 Williams v. Spencer, 622 F.2d 1200 (4th Cir. 1980); San Diego 
Committee Against Registration and the Draft (CARD) v. Governing 
Board of the Grossmont Union High School District, 790 F.2d 1471 (9th 
Cir. 1986); Planned Parenthood of Southern Nevada v. Clark County 
School District, 941 F.2d 817 (9th Cir. 1991); North Carolina v. 
Whittle Communications, 328 N.C. 456 (N.C. Sup. Ct. 1991); Dawson v. 
East Side Union High School District, 28 Cal. App. 4th 998 (1994); 
and Yeo v. Town of Lexington, 131 F.3d 241 (1st Cir. 1997).
73 Tinker v. Des Moines Indep. Sch. Dist., 393 U.S. 503 (1969).
74 Hazelwood Sch. Dist. v. Kulhmeier, 484 U.S. 260 (1988).
75 THE OXFORD COMPANION TO THE SUPREME COURT OF THE UNITED STATES, 
875 (Kermit L. Hall ed., 1992).
76 Id.
77 Tinker v. Des Moines Indep. Sch. Dist., 393 U.S. 503 (1969).
78 Id.
79 Id.
80 See public forum discussion in literature review, p.22.
81 Kent R. Middleton et al., THE LAW OF PUBLIC COMMUNICATION 55 (1997).
82 Imprimatur refers to the official approval of publication by a censor.
83 North Carolina v. Whittle Communications, 328 N.C. 456 (N.C. Sup. 
Ct. 1991); Dawson v. East Side Union High School District, 28 Cal. 
App. 4th 998 (1994).
84 Dawson v. East Side Union High School District, 28 Cal. App. 4th 998 (1994).
85 North Carolina v. Whittle Communications, 328 N.C. 456 (N.C. Sup. Ct. 1991).
86 Much of Dawson hinges on the captive audience argument, which will 
be discussed later in this chapter. However, the Dawson court also 
chose to specifically address the issue of state versus local 
control, which is of interest here.
87 Cal. Const., art. IX § 1.
88 Dawson v. East Side Union High School District, 28 Cal. App. 4th 
998, 1018 (1994). See also Cal. Ed. Code, § 60002.
89 Id.
90 Id. at 1014.
91 Id.
92 Id. at 1018.
93 North Carolina v. Whittle Communications, 328 N.C. 456, 460 (N.C. 
Sup. Ct. 1991).
94 N.C. Administrative Rules Commission is a division of the Office 
of Administrative Hearings (OAH) and performs administrative and 
technical duties in the compilation, production, and publication of 
the North Carolina Register and the North Carolina Administrative 
Code. It has the authority to enact temporary rules in certain 
emergency circumstances. Temporary rules remain in effect for 270 days.
95 North Carolina v. Whittle Communications, 328 N.C. 456, 460 (N.C. 
Sup. Ct. 1991).
96 Id.
97 Id. at 461.
98 Id.
99 The authority of a court to decide a particular type of case is 
called subject matter jurisdiction and is set by the federal or state 
constitution, or by state statutes as it was in this case.
100 North Carolina v. Whittle Communications, 328 N.C. 456, 462 (N.C. 
Sup. Ct.1991).
101 Id. at 463.
102 Id.
103 Id. at 464.
104 Dawson v. East Side Union High School District, 28 Cal. App. 4th 
998, 1019 (1994).
105 North Carolina v. Whittle Communications, 328 N.C. 456, 464 (N.C. 
Sup. Ct. 1991).
106 Tulsa Professional Collection Services Inc. v. Pope, 485 U.S. 478 (1988).
107 Edmonson v. Leesville Concrete Co., 500 U.S. 614 (1991).
108 Yeo v. Town of Lexington, 131 F.3d 241, 249 (1st Cir. 1997).
109 Marsh v. State of Alabama, 326 U.S. 501 (1946); Hudgens v. 
National Labor Relations Review Board, 424 U.S. 507 (1976).
110 Yeo v. Town of Lexington, 131 F.3d 241 (1st Cir. 1997).
111 Id. at 242.
112 Summary judgment means to rule on the basis of affidavits rather 
than after extensive testimony has been taken about contested facts. 
Typically, summary judgment occurs in cases in which the facts are 
not in dispute.
113 En blanc is a French term used when all the judges of an 
appellate court decide a case. More typically, a single judge or 
small number of judges, called a panel, decide a case.
114 Yeo v. Town of Lexington, 131 F.3d 241, 242 (1st Cir. 1997).
115 Yeo v. Town of Lexington, 131 F.3d 241, 249 (1st Cir. (1997).
116 Denver Area Educ. Telecomm. Consortium, Inc. v. Federal 
Communications Comm'n, 518 U.S. 727 (1996). See also Yeo at 250.
117 See generally Cornelius v. NAACP, 473 U.S. 788, 105 S. Ct. 3439 
(1985); Perry Education Association v. Perry Local Educators' 
Association, 460 U.S. 37, 103 S.Ct. 948 (1983).
118 United States Postal Service v. Council of Greenburgh Civic 
Associations, 453 U.S. 114, 129-30, 101 S.Ct. 2676 (1976).
119 Greek v. Spock, 424 U.S. 828, 96 S.Ct. 1211 (1976).
120 Cornelius v. NAACP, 105 S.Ct. at 3448 (1985).
121 Perry Education Association v. Perry Local Educators' 
Association, 460 U.S. 37, 46, 103 S.Ct. 948 (1983).
122 Judicial activism refers to judges turning away from established 
precedent in creating new case law. In cases of judicial activism, 
judges often infer new meaning when interpreting the old words of the 
Constitution.
123 The administrative claim is a non-legal course of action through 
the local school board that can be used to resolve such matters prior 
to, or instead of, filing a lawsuit.
124 San Diego Committee Against Registration and the Draft (CARD) v. 
Governing Board of the Grossmont Union High School District, 790 F.2d 
1471, 1473 (9th Cir. 1986).
125 Perry, 460 U.S. at 45; See also San Diego Committee Against 
Registration and the Draft (CARD) v. Governing Board of the Grossmont 
Union High School District, 790 F.2d 1471, 1475 ( 9th Cir. 1986).
126 Perry, 460 U.S. at 46; See also San Diego Committee Against 
Registration and the Draft (CARD) v. Governing Board of the Grossmont 
Union High School District, 790 F.2d 1471, 1475 (9th Cir. 1986).
127 San Diego Committee Against Registration and the Draft (CARD) v. 
Governing Board of the Grossmont Union High School District, 790 F.2d 
1471, 1473 (9th Cir. 1986)
128 Id.  at 1476.
129 CARD at 1476, citing Widmar v. Vincent, 454 U.S. 263, 267, 102 
S.Ct. 269 (1981). In Widmar, the Court held that a university, which 
had created a wide-open and independent forum for registered student 
groups, could not exclude those groups who sought to use the forum 
for religious worship or discussion.
130 San Diego Committee Against Registration and the Draft (CARD) v. 
Governing Board of the Grossmont Union High School District, 790 F.2d 
1471, 1476 (9th Cir. 1986), citing City of Madison Joint School 
District v. Wisconsin Employment Relations Comm'n, 429 U.S. 167 
(1976). In City of Madison, the Court found the necessary intent to 
create a public forum for discussion of school board business. 
Because the board meetings were open to the public, the state created 
a forum for direct citizen involvement in which any citizen could 
have presented his viewpoint. The Court found the discrimination 
between speakers to be impermissible.
131 Id. at 1478.
132 Id.
133 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817 (9th Cir. 1991).
134 Planned Parenthood is a non-profit corporation that conducts a 
family planning program that provides clinical, educational, and 
counseling services relating to reproductive health.
135 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 936 (9th Cir. 1991).
136 As in CARD, the court determined the commercial speech in Planned 
Parenthood to be political in nature and thus deserving of the 
greater protection the compelling interest standard affords.
137 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 939 (9th Cir. 1991).
138 Id.
139 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 940 (9th Cir. 1991).
140Id.; Hazelwood v. Kuhlmeier, 108 U.S. 560, at 568.
141 Id.
142 Hazelwood v. Kuhlmeier, 108 U.S. 560, at 567.
143 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 941 (9th Cir. 1991), citing Perry, 460 U.S. at 44.
144 Lehman v. City of Shaker Heights, 418 U.S. 298 (1974). In Lehman, 
the Court held that much like a newspaper, periodical, or radio 
station, a city transit system need not accept every advertisement. 
Instead, the Court allowed the city the discretion to make reasonable 
choices concerning the type of advertising that may be displayed on 
its vehicles, so long at the policies and practices are not arbitrary.
145 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 944 (9th Cir. 1991).
146 Central Hudson Gas & Elec. Corp. v. Pub. Serv. Comm'n, 447 U.S. 
557, 6 Media L. Rep. (BNA) 1487 (1980).
147 Id. at 562-63. It is interesting to note that, although decided 
after Central Hudson, both CARD and Planned Parenthood required the 
government to prove a compelling interest, instead of a merely 
substantial one, even though the cases involved commercial speech. 
This is at odds with Central Hudson and likely resulted from the 
court's consideration of the speech in question as political and not 
merely commercial, or one that proposes merely a commercial transaction.
148 Middleton, supra note 81, at 304. Also, the third and fourth 
parts of the Central Hudson test will be discussed in more detail 
later in this chapter.
149 Williams v. Spencer, 622 F.2d 1200 (4th Cir., 1980).
150 (S.R.R.P.) § IVC-2 (d). If the distribution is halted, the 
principal shall state his/her reasons in writing within two days, 
providing a copy to the students making the distribution and a copy 
to the area assistant superintendent. Such a decision may be appealed.
151 Williams v. Spencer, 622 F.2d 1200, 1203 (4th Cir. 1980).
152 Id. at 1205.
153 Id.
154 Quaterman v. Byrd, 453 F.2d 5 (4th Cir.1971), Baughman v. 
Freiemuth, 478 F.2d 1345 (4th Cir. 1973), and Nitzberg v. Parks, 525 
F.2d 378 (4th Cir. 1971).
155 Williams v. Spencer, 622 F.2d 1200, 1206 (4th Cir. 1980).
156 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 940 (9th Cir. 1991), citing Cornelius, 473 
U.S. S.Ct. at 804.
157 Imprimatur refers to the official approval of publication by a censor.
158 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 940 (9th Cir. 1991), citing Hazelwood, 108 
U.S. S.Ct. at 569.
159 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 940 (9th Cir. 1991).
160 Id. at 941.
161 Public Utilities Comm'n v. Pollack, 343 U.S. 451 (1952).
162 Id. at 467.
163 Id. at 466.
164 Lehman v. City of Shaker Heights, at 301.
165 Id. at 307.
166 North Carolina v. Whittle Communications, 328 N.C. 456, 460 (N.C. 
Sup. Ct. 1991), See also N.C. Admin. Code tit. 16, r. 6D .0105 (February 1990).
167 Dawson v. East Side Union High School District, 28 Cal. App. 4th 
998, 1010 (1994).
168 Id. at 1012.
169 Id.
170 Id. at 1014.
171 Id. at 1016.
172 Id.
173 Id. at 1046.
174 North Carolina v. Whittle Communications, 328 N.C. 456, 561 (N.C. 
Sup. Ct. 1991).
175 Riley v. National Federation for the Blind, 487 U.S. 781 (1988).
176 Board of Trustees of the State University of New York v. Fox, 492 
U.S. 469 (1989).
177 Dawson v. East Side Union High School District, 28 Cal. App. 4th 
998, 1046 (1994).
178 Id.
179 Posadas de Puerto Rico Associates v. Tourism Co. of Puerto Rico, 
478 U.S. 328 (1986). In Posadas, the Puerto Rican government sought 
to ban advertisements for casino gambling asserting controlling 
gambling to be a substantial government interest.
180 Rubin v. Coors, 115 S.Ct. 1585, 23 Media L. Rep. (BNA) 1545 
(1995). Rubin v. Coors struck down a federal regulation prohibiting 
statements of alcohol content on beer labels because the ban would 
not sufficiently advance the government interest in preventing 
strength wars, contests in which brewers attempt to increase market 
share by advertising the high alcohol content of their product.
181 44 Liqourmart, Inc. v. Rhode Island, 116 S.Ct. 1495, 24 Media L. 
Rep. 1673 (1996). In 44 Liqourmart, the Court struck down a ban on 
advertising alcohol prices because it did not demonstrate that the 
ban would directly advance the government's asserted interest of 
discouraging drinking.
182 There has been a great deal of debate as to the true meaning of 
the fourth part of the Central Hudson test as the Supreme Court has 
often been indecisive with regard to its application.
183 Board of Trustees of the State University of New York v. Fox, 492 
U.S. 469 (1989).
184 Planned Parenthood of Southern Nevada v. Clark County School 
District, 941 F.2d 817, 821 (9th Cir. 1991).

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